RENEWAL

004 RENEWAL. 004.01 All investment adviser representative registrations automatically expire annually on December 31. An investment adviser’s registration must be renewed on or prior to that date. 004.02 The application for renewal of registration as an investment adviser representative pursuant to Section 8-1103(5) of the Act shall be filed as directed in Section 008 below, and contain the following information: 004.02A Amendments (if any) to the investment adviser representative’s Form U4; 004.02B A copy of Form ADV Part 2B supplement for the investment adviser representative; 004.02B1 An investment adviser representative affiliated with a federal covered adviser is responsible for ensuring that the Form ADV Part 2B is filed with the Director. 004.02C A fee in the amount of forty dollars ($40.00); and 004.02D Any other information the Director may require.