Offers of securities made by investment companies registered under Investment Company Act of 1940

NAC 90.513 Offers of securities made by investment companies registered under Investment Company Act of 1940. ( NRS 90.750 ) 1. Before an investment company registered under the Investment Company Act of 1940 offers a security in this State, the issuer shall submit to the Administrator: (a) A completed Uniform Investment Company Notice Filing (Form NF); and (b) If the issuer is: (1) A unit investment company, a fee of $300; or (2) An investment company, other than a unit investment company, a fee of $500. 2. The notice and fee required by subsection 1 are effective for 1 year after the date on which the notice and fee are received by the Administrator. 3. If the issuer described in subsection 1 wishes to offer the security beyond the initial 1-year period described in subsection 2, the issuer must, before the expiration of such period, submit to the Administrator: (a) A complete and updated Uniform Investment Company Notice Filing (Form NF); and (b) A renewal fee in the amount described in paragraph (b) of subsection 1. (Added to NAC by Sec’y of State by R018-21, eff. 6-2-2023)