Filing of balance sheet
Nevada Administrative Code
Nevada Administrative Code
NAC 90.335 Filing of balance sheet. ( NRS 90.350 , 90.750 ) The balance sheet filed pursuant to NAC 90.330 by an applicant for licensing as a broker-dealer: 1. Must be prepared in accordance with generally accepted accounting principles; 2. Must be accompanied by a report of audit containing the unqualified opinion of an independent certified public accountant; 3. In the case of an applicant who is not acting as a broker-dealer in another state, must be prepared as of a date not earlier than 60 days before the date of filing; and 4. In the case of an applicant who is acting as a broker-dealer in another state, must consist of: (a) The most recent audited financial statement relating to the applicant; and (b) An interim unaudited financial statement, prepared as of a date not earlier than 60 days before the date of filing. (Added to NAC by Sec’y of State, eff. 4-22-88; A 10-16-89)
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