Application to register or notice securities on a continuing basis

Alaska Administrative Code

Section: 3 AAC 08.090

Jurisdiction: AK

Bluebook Citation: 3 AAC 08.090

(a) An application for registration of a security to be issued on a continuing or recurring basis must be made by means of a separate application for each individual security. (b) A notice filing for a face-amount certificate company, an open-end management company issuing a redeemable security, or a unit investment trust issuing a redeemable security must be made by a separate notice filing for each individual fund.

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