AMENDMENT AND CORRECTION OF DOCUMENTS

Nebraska Administrative Code

Section: 48-4-005

Jurisdiction: NE

Bluebook Citation: 48 Neb. Admin. Code, ch. 4, § 005

005 AMENDMENT AND CORRECTION OF DOCUMENTS. If a material change in operations occurs, or if the information contained in any document filed with the Director is or becomes inaccurate or incomplete in any material respect, the broker-dealer shall file a correcting amendment on Form BD within the time period specified in the instructions to that form relating to filings made with the SEC.

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