Brief Preferences; 2007-2011; 2008-2012; 2012-2014; 2015-2016; View

=== Brief Preferences ===

"Except in extremely complicated cases, Judge Bataillon prefers briefs that are less than 25 pages (exclusive of the section numbering contested and uncontested issues). Examples of complicated cases include patent and some securities cases. Certain cases are generally not complicated, such as employment discrimination, social security, basic contract and tort cases, nor do most motions to dismiss or for summary judgment require briefs in excess of 25 pages."

=== 2007-2011 ===

United States Sentencing Commission Statistical Information Packet Fiscal Years 2007 - 2011 Judge Joseph F. Bataillon TABLE OF CONTENTS Figure A Offenders in Each Primary Offense Category Table 1 Distribution of Guideline Offenders in Each Primary Offense Category Table 2 Guilty Pleas and Trials in Each Circuit and District Table 3 Guilty Pleas and Trials in Each Primary Offense Category Table 4 Type of Sentence Imposed by Primary Offense Category (National) Table 5 Type of Sentence Imposed by Primary Offense Category (Judge) Table 6 Incarceration Rate of U.S. Citizen Defendants Eligible for Non-Prison Sentences by Primary Offense Category Table 7 Length of Imprisonment by Primary Offense Category Table 8 Comparison of Sentence Imposed and Position Relative to the Guideline Range Table 9 Sentences Relative to the Guideline Range by Circuit and District Table 10 Sentences Relative to the Guideline Range by Selected Primary Offense Category 1 2 3 6 7 8 9 10 11 12 18 Figure A OFFENDERS IN EACH PRIMARY OFFENSE CATEGORY1 Fiscal Years 2007 - 2011 National Other 9.8% Immigration 31.0% Drug Type Drugs 30.9% Powder Cocaine: (n=29,438); 24.0% Crack Cocaine: (n=25,239); 20.6% Heroin: (n=7,789); 6.3% Marijuana: (n=31,845); 26.0% Methamphetamine: (n=22,086); 18.0% Other: (n=6,284); 5.1% Larceny 2.1% Firearms 10.3% Child Pornography 2.1% Judge Joseph F. Bataillon Other 10.7% Drug Type Drugs 40.5% Powder Cocaine: (n=38); 10.4% Crack Cocaine: (n=76); 20.7% Heroin: (n=2); 0.5% Marijuana: (n=39); 10.6% Methamphetamine: (n=209); 56.9% Other: (n=3); 0.8% Non-Fraud White Collar 4.0% Fraud 9.9% Immigration 19.3% Non-Fraud White Collar 1.4% Fraud 6.7% Larceny 1.5% Firearms 16.8% Child Pornography 3.0% 1 Of the 400,862 guideline cases, 4,079 cases were excluded due to one of the following reasons: missing primary offense category (150) or missing drug type (3,929). Of the 908 guideline cases sentenced by Judge Joseph F. Bataillon, two cases were excluded due to missing drug type. 2 The Non-Fraud White Collar category includes the following offense types: embezzlement, forgery/counterfeiting, bribery, money laundering, and tax. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 1 Table 1 DISTRIBUTION OF GUIDELINE OFFENDERS IN EACH PRIMARY OFFENSE CATEGORY Fiscal Years 2007 - 2011 National Judge Joseph F. Bataillon PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses N 400,712 383 307 253 2,125 3,223 5,221 328 120,524 2,220 3,866 40,696 210 377 8,186 39,256 2,257 4,883 1,078 3,210 4,273 3,402 458 317 123,169 8,337 1,975 5,398 1,017 311 86 366 13,000 % 100.0 0.1 0.1 0.1 0.5 0.8 1.3 0.1 30.1 0.6 1.0 10.2 0.1 0.1 2.0 9.8 0.6 1.2 0.3 0.8 1.1 0.8 0.1 0.1 30.7 2.1 0.5 1.3 0.3 0.1 0.0 0.1 3.2 N 908 2 2 0 12 21 10 0 363 3 3 152 6 5 14 61 5 2 1 4 1 2 0 0 175 27 0 21 8 0 0 0 8 % 100.0 0.2 0.2 0.0 1.3 2.3 1.1 0.0 40.0 0.3 0.3 16.7 0.7 0.6 1.5 6.7 0.6 0.2 0.1 0.4 0.1 0.2 0.0 0.0 19.3 3.0 0.0 2.3 0.9 0.0 0.0 0.0 0.9 Of the 400,862 guideline cases, 150 cases were excluded due to missing information on primary offense category. Of the 908 guideline cases sentenced by Judge Joseph F. Bataillon, no cases were excluded due to missing information on primary offense category. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 2 Table 2 GUILTY PLEAS AND TRIALS IN EACH CIRCUIT AND DISTRICT Fiscal Years 2007 - 2011 CIRCUIT District TOTAL D.C. CIRCUIT District of Columbia FIRST CIRCUIT Maine Massachusetts New Hampshire Puerto Rico Rhode Island SECOND CIRCUIT Connecticut New York Eastern Northern Southern Western Vermont THIRD CIRCUIT Delaware New Jersey Pennsylvania Eastern Middle Western Virgin Islands FOURTH CIRCUIT Maryland North Carolina Eastern Middle Western South Carolina Virginia Eastern Western West Virginia Northern Southern TOTAL 400,699 N 386,430 % 96.4 PLEA TRIAL N 14,269 % 3.6 142 142 543 77 201 42 182 41 1,021 83 322 98 437 71 10 986 43 178 444 116 113 92 1,768 275 132 104 187 208 616 133 67 46 7.1 7.1 5.6 7.8 7.7 3.8 4.2 5.6 4.5 4.1 5.5 3.7 5.5 2.0 1.2 6.5 6.5 3.9 10.2 4.0 4.5 23.1 5.2 6.9 3.7 4.5 5.9 3.6 6.1 5.8 3.8 3.4 1,996 1,996 9,720 990 2,594 1,102 4,300 734 22,819 2,001 5,828 2,628 7,918 3,604 840 15,275 664 4,527 4,333 2,867 2,485 399 34,223 3,974 3,581 2,296 3,156 5,779 10,050 2,275 1,748 1,364 92.9 92.9 94.4 92.2 92.3 96.2 95.8 94.4 95.5 95.9 94.5 96.3 94.5 98.0 98.8 93.5 93.5 96.1 89.8 96.0 95.5 76.9 94.8 93.1 96.3 95.5 94.1 96.4 93.9 94.2 96.2 96.6 1,854 1,854 9,177 913 2,393 1,060 4,118 693 21,798 1,918 5,506 2,530 7,481 3,533 830 14,289 621 4,349 3,889 2,751 2,372 307 32,455 3,699 3,449 2,192 2,969 5,571 9,434 2,142 1,681 1,318 3 CIRCUIT District FIFTH CIRCUIT Louisiana Eastern Middle Western Mississippi Northern Southern Texas Eastern Northern Southern Western SIXTH CIRCUIT Kentucky Eastern Western Michigan Eastern Western Ohio Northern Southern Tennessee Eastern Middle Western SEVENTH CIRCUIT Illinois Central Northern Southern Indiana Northern Southern Wisconsin Eastern Western EIGHTH CIRCUIT Arkansas Eastern Western Iowa Northern Southern Minnesota Missouri Eastern Western Nebraska North Dakota South Dakota TOTAL 92,778 N 91,021 % 98.1 PLEA TRIAL N 1,757 % 1.9 96.8 95.3 91.9 95.2 95.3 97.3 94.9 98.6 98.8 95.7 95.8 95.9 94.7 95.8 96.3 96.9 94.8 96.2 95.2 93.8 94.4 91.5 94.7 93.5 93.8 96.8 95.6 95.9 96.5 97.9 95.2 93.0 94.6 97.3 95.9 96.8 95.4 95.2 2,101 888 1,881 873 1,882 4,779 4,993 36,507 38,874 27,183 3,208 2,401 3,789 2,431 3,757 3,303 3,575 1,601 3,118 2,034 846 1,729 831 1,794 4,648 4,740 36,007 38,392 26,006 3,072 2,302 3,588 2,329 3,618 3,199 3,389 1,540 2,969 15,040 14,112 1,868 4,507 1,633 2,251 1,462 2,339 980 1,763 4,125 1,547 2,105 1,372 2,263 937 25,628 24,575 1,933 1,222 2,258 2,177 2,704 4,908 3,736 3,161 1,278 2,251 1,866 1,196 2,149 2,025 2,558 4,774 3,584 3,061 1,219 2,143 4 67 42 152 42 88 131 253 500 482 1,177 136 99 201 102 139 104 186 61 149 928 105 382 86 146 90 76 43 1,053 67 26 109 152 146 134 152 100 59 108 3.2 4.7 8.1 4.8 4.7 2.7 5.1 1.4 1.2 4.3 4.2 4.1 5.3 4.2 3.7 3.1 5.2 3.8 4.8 6.2 5.6 8.5 5.3 6.5 6.2 3.2 4.4 4.1 3.5 2.1 4.8 7.0 5.4 2.7 4.1 3.2 4.6 4.8 PLEA N 85,196 740 29,217 % 97.7 93.1 99.0 TRIAL N 2,020 55 310 % 2.3 6.9 1.0 CIRCUIT District NINTH CIRCUIT Alaska Arizona California Central Eastern Northern Southern Guam Hawaii Idaho Montana Nevada Northern Mariana Islands Oregon Washington Eastern Western TENTH CIRCUIT Colorado Kansas New Mexico Oklahoma Eastern Northern Western Utah Wyoming ELEVENTH CIRCUIT Alabama Middle Northern Southern Florida Middle Northern Southern Georgia Middle Northern Southern TOTAL 87,216 795 29,527 9,437 4,923 3,977 21,326 310 1,313 1,503 1,881 2,765 101 3,147 1,906 4,305 32,556 2,758 3,496 15,727 499 1,015 2,532 4,604 1,925 9,097 4,779 3,885 20,968 290 1,250 1,441 1,716 2,654 83 3,072 1,845 4,159 31,811 2,664 3,355 15,634 464 943 2,404 4,485 1,862 36,265 34,136 1,221 2,468 2,088 8,128 1,968 11,509 2,270 3,532 3,081 1,126 2,321 1,974 7,646 1,760 10,848 2,195 3,270 2,996 96.4 97.1 97.7 98.3 93.5 95.2 95.9 91.2 96.0 82.2 97.6 96.8 96.6 97.7 96.6 96.0 99.4 93.0 92.9 94.9 97.4 96.7 94.1 92.2 94.0 94.5 94.1 89.4 94.3 96.7 92.6 97.2 340 144 92 358 20 63 62 165 111 18 75 61 146 745 94 141 93 35 72 128 119 63 2,129 95 147 114 482 208 661 75 262 85 3.6 2.9 2.3 1.7 6.5 4.8 4.1 8.8 4.0 17.8 2.4 3.2 3.4 2.3 3.4 4.0 0.6 7.0 7.1 5.1 2.6 3.3 5.9 7.8 6.0 5.5 5.9 10.6 5.7 3.3 7.4 2.8 Of the 400,862 guideline cases, 163 cases were excluded due to missing information on mode of conviction. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 5 Table 3 GUILTY PLEAS AND TRIALS IN EACH PRIMARY OFFENSE CATEGORY Fiscal Years 2007 - 2011 PRIMARY OFFENSE TOTAL N % N % N % N % National PLEA TRIAL Judge Joseph F. Bataillon PLEA TRIAL TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson 400,696 386,427 383 307 253 2,125 3,223 5,221 328 280 284 214 1,856 2,923 5,027 290 Drugs - Trafficking 120,524 115,875 Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug 2,220 3,862 2,212 3,781 40,696 37,868 210 377 8,186 39,255 2,257 4,883 1,078 3,210 4,273 3,402 458 317 202 359 7,972 37,242 2,196 4,807 1,002 2,899 4,004 3,070 444 269 123,168 122,279 8,337 1,975 5,398 1,017 311 86 366 7,997 1,934 5,093 960 283 84 355 Other Miscellaneous Offenses 12,990 12,366 96.4 73.1 92.5 84.6 87.3 90.7 96.3 88.4 96.1 99.6 97.9 93.1 96.2 95.2 97.4 94.9 97.3 98.4 92.9 90.3 93.7 90.2 96.9 84.9 99.3 95.9 97.9 94.3 94.4 91.0 97.7 97.0 95.2 14,269 103 23 39 269 300 194 38 4,649 8 81 2,828 8 18 214 2,013 61 76 76 311 269 332 14 48 889 340 41 305 57 28 2 11 624 3.6 26.9 7.5 15.4 12.7 9.3 3.7 11.6 3.9 0.4 2.1 6.9 3.8 4.8 2.6 5.1 2.7 1.6 7.1 9.7 6.3 9.8 3.1 15.1 0.7 4.1 2.1 5.7 5.6 9.0 2.3 3.0 4.8 885 1 2 0 11 20 10 0 356 3 2 148 6 5 13 59 5 2 0 4 1 2 0 0 175 26 0 19 7 0 0 0 8 97.5 50.0 100.0 -- 91.7 95.2 100.0 -- 98.1 100.0 66.7 97.4 100.0 100.0 92.9 96.7 100.0 100.0 0.0 100.0 100.0 100.0 -- -- 100.0 96.3 -- 90.5 87.5 -- -- -- 100.0 23 1 0 0 1 1 0 0 7 0 1 4 0 0 1 2 0 0 1 0 0 0 0 0 0 1 0 2 1 0 0 0 0 2.5 50.0 0.0 -- 8.3 4.8 0.0 -- 1.9 0.0 33.3 2.6 0.0 0.0 7.1 3.3 0.0 0.0 100.0 0.0 0.0 0.0 -- -- 0.0 3.7 -- 9.5 12.5 -- -- -- 0.0 Of the 400,862 guideline cases, 166 cases were excluded due to one or both of the following reasons: missing primary offense category (150) or missing mode of conviction (163). Of the 908 guideline cases sentenced by Judge Joseph F. Bataillon, no cases were excluded due to missing information on mode of conviction. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 6 TYPE OF SENTENCE IMPOSED BY PRIMARY OFFENSE CATEGORY Fiscal Years 2007 - 2011 Table 4 National Prison Prison/Community Split Sentence Probation and Confinement Probation Only PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses TOTAL 396,828 383 307 252 2,121 3,181 5,214 327 120,449 2,215 3,610 40,634 210 377 7,619 39,081 2,217 4,870 1,075 3,194 4,264 3,397 457 311 123,104 8,329 1,973 5,305 882 306 81 329 10,754 N 343,840 375 281 251 1,998 2,553 4,950 306 113,415 1,724 2,046 37,332 170 289 2,844 27,230 822 3,178 706 1,630 3,185 3,027 126 185 117,253 8,071 1,807 3,378 185 251 50 84 4,138 % 86.6 97.9 91.5 99.6 94.2 80.3 94.9 93.6 94.2 77.8 56.7 91.9 81.0 76.7 37.3 69.7 37.1 65.3 65.7 51.0 74.7 89.1 27.6 59.5 95.2 96.9 91.6 63.7 21.0 82.0 61.7 25.5 38.5 N 10,818 6 14 1 65 154 131 11 2,974 60 28 992 14 17 355 2,493 256 312 83 321 206 89 28 18 1,301 129 71 267 48 17 9 18 330 % 2.7 1.6 4.6 0.4 3.1 4.8 2.5 3.4 2.5 2.7 0.8 2.4 6.7 4.5 4.7 6.4 11.5 6.4 7.7 10.1 4.8 2.6 6.1 5.8 1.1 1.5 3.6 5.0 5.4 5.6 11.1 5.5 3.1 N 12,973 1 7 0 29 132 54 5 1,756 166 111 1,015 18 31 1,141 3,436 311 598 141 591 320 111 159 43 897 69 33 490 124 16 10 34 1,124 % 3.3 0.3 2.3 0.0 1.4 4.1 1.0 1.5 1.5 7.5 3.1 2.5 8.6 8.2 15.0 8.8 14.0 12.3 13.1 18.5 7.5 3.3 34.8 13.8 0.7 0.8 1.7 9.2 14.1 5.2 12.3 10.3 10.5 N 29,197 1 5 0 29 342 79 5 2,304 265 1,425 1,295 8 40 3,279 5,922 828 782 145 652 553 170 144 65 3,653 60 62 1,170 525 22 12 193 5,162 % 7.4 0.3 1.6 0.0 1.4 10.8 1.5 1.5 1.9 12.0 39.5 3.2 3.8 10.6 43.0 15.2 37.3 16.1 13.5 20.4 13.0 5.0 31.5 20.9 3.0 0.7 3.1 22.1 59.5 7.2 14.8 58.7 48.0 Of the 400,862 guideline cases, 4,034 cases were excluded due to one or more of the following reasons: missing sentencing information (307), missing primary offense category (150), or cases in which the defendant received no imprisonment or probation (3,722). SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 7 TYPE OF SENTENCE IMPOSED BY PRIMARY OFFENSE CATEGORY Fiscal Years 2007 - 2011 Table 5 Judge Joseph F. Bataillon Prison Prison/Community Split Sentence Probation and Confinement Probation Only PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses TOTAL 905 2 2 0 12 21 10 0 363 3 3 152 6 5 14 61 5 2 1 4 1 2 0 0 175 27 0 21 5 0 0 0 8 N 822 2 2 0 12 18 10 0 353 2 3 141 4 5 4 45 1 2 0 1 0 1 0 0 169 26 0 15 1 0 0 0 5 % 90.8 100.0 100.0 -- 100.0 85.7 100.0 -- 97.2 66.7 100.0 92.8 66.7 100.0 28.6 73.8 20.0 100.0 0.0 25.0 0.0 50.0 -- -- 96.6 96.3 -- 71.4 20.0 -- -- -- 62.5 N 23 0 0 0 0 1 0 0 7 0 0 6 1 0 1 2 0 0 0 1 0 0 0 0 0 1 0 1 1 0 0 0 1 % 2.5 0.0 0.0 -- 0.0 4.8 0.0 -- 1.9 0.0 0.0 3.9 16.7 0.0 7.1 3.3 0.0 0.0 0.0 25.0 0.0 0.0 -- -- 0.0 3.7 -- 4.8 20.0 -- -- -- 12.5 N 21 0 0 0 0 1 0 0 0 1 0 4 1 0 2 6 2 0 0 2 0 0 0 0 1 0 0 1 0 0 0 0 0 % 2.3 0.0 0.0 -- 0.0 4.8 0.0 -- 0.0 33.3 0.0 2.6 16.7 0.0 14.3 9.8 40.0 0.0 0.0 50.0 0.0 0.0 -- -- 0.6 0.0 -- 4.8 0.0 -- -- -- 0.0 N 39 0 0 0 0 1 0 0 3 0 0 1 0 0 7 8 2 0 1 0 1 1 0 0 5 0 0 4 3 0 0 0 2 % 4.3 0.0 0.0 -- 0.0 4.8 0.0 -- 0.8 0.0 0.0 0.7 0.0 0.0 50.0 13.1 40.0 0.0 100.0 0.0 100.0 50.0 -- -- 2.9 0.0 -- 19.0 60.0 -- -- -- 25.0 Of the 908 guideline cases sentenced by Judge Joseph F. Bataillon, three cases were excluded due to cases in which the defendant received no imprisonment or probation. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 8 Table 6 INCARCERATION RATE OF U.S. CITIZEN DEFENDANTS ELIGIBLE FOR NON-PRISON SENTENCES BY PRIMARY OFFENSE CATEGORY Fiscal Years 2007 - 2011 PRIMARY OFFENSE TOTAL Fraud Larceny Immigration Embezzlement Drugs - Trafficking Drugs - Simple Possession Firearms Forgery/Counterfeiting Other Miscellaneous Offenses TOTAL 26,439 6,931 3,787 1,902 1,115 1,888 1,416 1,162 1,393 6,845 National Judge Joseph F. Bataillon Prison Sentence N % Non-Prison Sentence N % Prison Sentence N % Non-Prison Sentence N % 7,831 2,097 746 899 228 697 535 445 472 1,712 29.6 30.3 19.7 47.3 20.4 36.9 37.8 38.3 33.9 25.0 18,608 4,834 3,041 1,003 887 1,191 881 717 921 5,133 70.4 69.7 80.3 52.7 79.6 63.1 62.2 61.7 66.1 75.0 10 2 0 1 0 0 0 1 1 5 23.8 18.2 0.0 100.0 0.0 0.0 -- 50.0 100.0 35.7 32 9 8 0 3 2 0 1 0 9 76.2 81.8 100.0 0.0 100.0 100.0 -- 50.0 0.0 64.3 Of the 400,862 guideline cases, a U.S. Citizen was the defendant in 216,678 cases. Of these, 190,239 cases were excluded due to one or more of the following reasons: defendant ineligible for non-prison sentence (190,239), or missing sentencing information (99). Of the 908 guideline cases sentenced by Judge Joseph F. Bataillon, 568 were U.S. Citizens. Of these, 526 cases were excluded due to the defendant being ineligible for non-prison sentence. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 9 Table 7 LENGTH OF IMPRISONMENT BY PRIMARY OFFENSE CATEGORY Fiscal Years 2007 - 2011 PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses Mean Months 54 257 60 199 105 44 83 75 80 42 8 89 23 67 18 29 16 21 27 23 41 93 12 45 19 121 17 26 12 61 14 24 32 National Median Months 30 238 41 168 72 30 64 60 60 46 3 60 22 30 12 18 12 16 18 18 27 60 10 24 13 78 12 16 8 36 9 12 12 Number 345,241 380 292 252 2,054 2,642 5,059 314 115,197 1,757 1,883 38,028 180 298 3,119 28,389 1,043 3,384 769 1,929 3,290 3,080 147 200 113,096 8,173 1,852 3,521 222 266 59 96 4,270 Judge Joseph F. Bataillon Median Months 37 -- -- -- 61 30 63 -- 60 -- 70 30 11 18 21 12 -- -- -- -- -- -- -- -- 12 60 -- 15 -- -- -- -- 15 Mean Months 54 -- -- -- 61 38 76 -- 76 -- 50 50 25 23 17 17 -- -- -- -- -- -- -- -- 22 80 -- 17 -- -- -- -- 41 Number 815 2 2 0 12 18 10 0 353 2 3 142 4 5 5 42 1 2 0 2 0 1 0 0 160 27 0 15 2 0 0 0 5 Of the 400,862 guideline cases, 55,621 cases were excluded for one or more of the following reasons: zero months prison ordered (51,567), missing primary offense category (150) or missing or indeterminable sentencing information (4,054). Of the 908 guideline cases sentenced by Judge Joseph F. Bataillon, 93 cases were excluded due to one of the following reasons: zero prison months ordered (90) or missing or indeterminable sentencing information (3). SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 10 Table 8 COMPARISON OF SENTENCE IMPOSED AND POSITION RELATIVE TO THE GUIDELINE RANGE Fiscal Years 2007 - 2011 TOTAL CASES1 CASES SENTENCED WITHIN GUIDELINE RANGE CASES SENTENCED ABOVE GUIDELINE RANGE DEPARTURE ABOVE GUIDELINE RANGE Upward Departure From Guideline Range2 Upward Departure With Booker /18 U.S.C. § 35533 OTHERWISE ABOVE GUIDELINE RANGE Above Guideline Range With Booker /18 U.S.C. § 35534 All Remaining Cases Above Guideline Range5 National N 390,142 222,946 6,790 2,430 1,761 669 4,360 3,818 542 % 100.0 57.1 1.7 0.6 0.5 0.2 1.1 1.0 0.1 Judge Joseph F. Bataillon N 906 535 29 9 8 1 20 18 2 % 100.0 59.1 3.2 1.0 0.9 0.1 2.2 2.0 0.2 GOVERNMENT SPONSORED BELOW RANGE6 100,019 25.6 150 16.6 §5K1.1 Substantial Assistance Departure §5K3.1 Early Disposition Program Departure Other Government Sponsored Below Range 48,895 35,545 15,579 12.5 9.1 4.0 42 31 77 4.6 3.4 8.5 NON-GOVERNMENT SPONSORED BELOW RANGE 60,387 15.5 192 21.2 DEPARTURE BELOW GUIDELINE RANGE Downward Departure From Guideline Range2 Downward Departure With Booker /18 U.S.C. § 35533 OTHERWISE BELOW GUIDELINE RANGE Below Guideline Range With Booker /18 U.S.C. § 35534 All Remaining Cases Below Guideline Range5 13,077 8,506 4,571 47,310 43,480 3,830 3.4 2.2 1.2 12.1 11.1 1.0 37 29 8 155 139 16 4.1 3.2 0.9 17.1 15.3 1.8 1 This table reflects the 400,862 cases sentenced nationally in Fiscal Years 2007 - 2011, 908 of which were sentenced by Judge Joseph F. Bataillon. Of these, 10,720 cases nationally and two cases sentenced by Judge Joseph F. Bataillon were excluded because information was missing from the submitted documents that prevented the comparison of the sentence and the guideline range. 2 All cases with departures in which the court did not indicate as a reason either United States v. Booker, 18 U.S.C. § 3553, or a factor or reason specifically prohibited in the provisions, policy statements, or commentary of the Guidelines Manual. 3 All cases sentenced outside of the guideline range in which the court indicated both a departure (see footnote 2) and a reference to either United States v. Booker, 18 U.S.C. § 3553, or related factors as a reason for sentencing outside of the guideline system. 4 All cases sentenced outside of the guideline range in which no departure was indicated and in which the court cited United States v. Booker, 18 U.S.C. § 3553, or related factors as one of the reasons for sentencing outside of the guideline system. 5 All cases sentenced outside of the guideline range that could not be classified into any of the three previous outside of the range categories. This category includes cases in which no reason was provided for a sentence outside of the guideline range. 6 Cases in which a reason for the sentence indicated that the prosecution initiated, proposed, or stipulated to a sentence outside of the guideline range, either pursuant to a plea agreement or as part of a non-plea negotiation with the defendant. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 11 Table 9 SENTENCES RELATIVE TO THE GUIDELINE RANGE BY CIRCUIT AND DISTRICT Fiscal Years 2007 - 2011 CIRCUIT District TOTAL D.C. CIRCUIT District of Columbia FIRST CIRCUIT Maine Massachusetts New Hampshire Puerto Rico Rhode Island SECOND CIRCUIT Connecticut New York Eastern Northern Southern Western Vermont THIRD CIRCUIT Delaware New Jersey Pennsylvania Eastern Middle Western Virgin Islands FOURTH CIRCUIT Maryland North Carolina Eastern Middle Western South Carolina Virginia Eastern Western West Virginia Northern Southern SENTENCED WITHIN GUIDELINE RANGE TOTAL 390,142 N 222,946 1,966 1,966 9,634 990 2,566 1,102 4,246 730 22,612 1,995 5,814 2,502 7,868 3,597 836 15,183 661 4,506 4,299 2,856 2,470 391 753 753 5,716 538 1,082 503 3,212 381 9,851 816 2,056 1,409 3,288 1,957 325 7,362 294 2,252 1,704 1,355 1,502 255 32,366 3,683 20,906 1,721 3,441 2,285 3,140 5,743 8,732 2,252 1,729 1,361 1,940 1,679 1,929 3,754 6,574 1,313 1,133 863 % 57.1 38.3 38.3 59.3 54.3 42.2 45.6 75.6 52.2 43.6 40.9 35.4 56.3 41.8 54.4 38.9 48.5 44.5 50.0 39.6 47.4 60.8 65.2 64.6 46.7 56.4 73.5 61.4 65.4 75.3 58.3 65.5 63.4 REMAINING ABOVE RANGE N 542 % 0.1 3 3 17 0 7 0 10 0 20 0 8 2 5 5 0 17 0 2 8 2 4 1 38 11 3 0 2 8 10 2 0 2 0.2 0.2 0.2 0.0 0.3 0.0 0.2 0.0 0.1 0.0 0.1 0.1 0.1 0.1 0.0 0.1 0.0 0.0 0.2 0.1 0.2 0.3 0.1 0.3 0.1 0.0 0.1 0.1 0.1 0.1 0.0 0.1 ABOVE RANGE DEPARTURE % N ABOVE RANGE DEPARTURE W/BOOKER N % ABOVE RANGE W/BOOKER % N 669 4 4 18 1 4 3 8 2 21 2 9 2 3 5 0 18 0 3 6 4 3 2 102 18 30 2 5 7 31 6 1 2 0.2 0.2 0.2 0.2 0.1 0.2 0.3 0.2 0.3 0.1 0.1 0.2 0.1 0.0 0.1 0.0 0.1 0.0 0.1 0.1 0.1 0.1 0.5 0.3 0.5 0.9 0.1 0.2 0.1 0.4 0.3 0.1 0.1 3,818 13 13 85 6 29 20 27 3 90 11 41 4 21 11 2 112 11 20 46 8 13 14 318 36 38 29 22 28 89 43 18 15 1.0 0.7 0.7 0.9 0.6 1.1 1.8 0.6 0.4 0.4 0.6 0.7 0.2 0.3 0.3 0.2 0.7 1.7 0.4 1.1 0.3 0.5 3.6 1.0 1.0 1.1 1.3 0.7 0.5 1.0 1.9 1.0 1.1 0.5 0.6 0.6 0.4 0.5 0.8 0.6 0.1 0.1 0.2 0.5 0.2 0.2 0.1 0.4 0.6 0.3 0.0 0.2 0.3 0.7 0.1 0.5 0.7 0.8 1.9 0.5 0.4 0.5 0.5 0.4 0.3 0.4 1,761 12 12 38 5 20 7 5 1 48 9 9 5 5 15 5 45 0 8 13 20 2 2 219 31 67 11 14 29 47 10 5 5 12 CIRCUIT District TOTAL D.C. CIRCUIT District of Columbia FIRST CIRCUIT Maine Massachusetts New Hampshire Puerto Rico Rhode Island SECOND CIRCUIT Connecticut New York Eastern Northern Southern Western Vermont THIRD CIRCUIT Delaware New Jersey Pennsylvania Eastern Middle Western Virgin Islands FOURTH CIRCUIT Maryland North Carolina Eastern Middle Western South Carolina Virginia Eastern Western West Virginia Northern Southern §5K1.1 SUBSTANTIAL ASSISTANCE % N §5K3.1 EARLY DISPOSITION N 48,895 12.5 35,545 585 585 1,100 267 261 259 261 52 4,623 346 1,343 566 1,223 983 162 3,843 79 1,265 1,371 750 327 51 5,282 900 1,090 320 809 1,002 404 481 147 129 29.8 29.8 11.4 27.0 10.2 23.5 6.1 7.1 20.4 17.3 23.1 22.6 15.5 27.3 19.4 25.3 12.0 28.1 31.9 26.3 13.2 13.0 16.3 24.4 31.7 14.0 25.8 17.4 4.6 21.4 8.5 9.5 0 0 100 0 3 0 97 0 4 0 4 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 % 9.1 0.0 0.0 1.0 0.0 0.1 0.0 2.3 0.0 0.0 0.0 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 OTHER GOV'T SPONSORED % N BELOW RANGE BELOW RANGE DEPARTURE DEPARTURE W/BOOKER % % N N BELOW RANGE W/BOOKER % N REMAINING BELOW RANGE N % 15,579 4.0 8,506 2.2 4,571 1.2 43,480 11.1 3,830 1.0 39 39 261 27 115 30 79 10 804 164 233 110 188 22 87 254 4 80 44 52 72 2 499 77 26 15 36 87 192 42 13 11 2.0 2.0 2.7 2.7 4.5 2.7 1.9 1.4 3.6 8.2 4.0 4.4 2.4 0.6 10.4 1.7 0.6 1.8 1.0 1.8 2.9 0.5 1.5 2.1 0.8 0.7 1.1 1.5 2.2 1.9 0.8 0.8 75 75 151 8 60 19 57 7 731 130 278 39 201 17 66 282 4 35 94 40 97 12 301 101 14 6 22 19 119 7 5 8 3.8 3.8 1.6 0.8 2.3 1.7 1.3 1.0 3.2 6.5 4.8 1.6 2.6 0.5 7.9 1.9 0.6 0.8 2.2 1.4 3.9 3.1 0.9 2.7 0.4 0.3 0.7 0.3 1.4 0.3 0.3 0.6 207 207 1,462 131 664 164 246 257 5,427 450 1,474 317 2,630 412 144 2,604 208 726 835 410 398 27 3,646 491 201 215 215 618 1,035 280 273 318 10.5 10.5 15.2 13.2 25.9 14.9 5.8 35.2 24.0 22.6 25.4 12.7 33.4 11.5 17.2 17.2 31.5 16.1 19.4 14.4 16.1 6.9 11.3 13.3 5.8 9.4 6.8 10.8 11.9 12.4 15.8 23.4 44 44 109 3 28 8 68 2 318 12 106 9 153 36 2 205 37 41 75 19 16 17 279 56 22 4 28 55 100 8 4 2 2.2 2.2 1.1 0.3 1.1 0.7 1.6 0.3 1.4 0.6 1.8 0.4 1.9 1.0 0.2 1.4 5.6 0.9 1.7 0.7 0.6 4.3 0.9 1.5 0.6 0.2 0.9 1.0 1.1 0.4 0.2 0.1 11.7 11.7 6.0 0.4 11.4 8.1 4.1 2.1 3.0 2.8 4.4 1.6 1.9 3.7 5.1 2.9 3.6 1.6 2.4 6.9 1.5 2.0 2.4 6.5 0.3 0.2 1.8 2.4 1.5 2.7 7.5 0.4 231 231 577 4 293 89 176 15 675 55 253 39 151 134 43 440 24 73 103 196 36 8 776 241 10 4 58 136 131 60 130 6 13 CIRCUIT District FIFTH CIRCUIT Louisiana Eastern Middle Western Mississippi Northern Southern Texas Eastern Northern Southern Western SIXTH CIRCUIT Kentucky Eastern Western Michigan Eastern Western Ohio Northern Southern Tennessee Eastern Middle Western SEVENTH CIRCUIT Illinois Central Northern Southern Indiana Northern Southern Wisconsin Eastern Western EIGHTH CIRCUIT Arkansas Eastern Western Iowa Northern Southern Minnesota Missouri Eastern Western Nebraska North Dakota South Dakota SENTENCED WITHIN GUIDELINE RANGE TOTAL 90,895 N 64,667 2,101 886 1,797 851 1,780 4,770 4,981 36,463 37,266 1,521 571 1,354 504 1,406 3,590 3,309 22,937 29,475 % 71.1 72.4 64.4 75.3 59.2 79.0 75.3 66.4 62.9 79.1 26,905 14,087 52.4 3,203 2,344 3,781 2,417 3,749 3,284 3,551 1,505 3,071 1,513 1,483 1,917 1,467 1,988 1,243 2,153 732 1,591 47.2 63.3 50.7 60.7 53.0 37.9 60.6 48.6 51.8 14,942 7,890 52.8 1,860 4,465 1,618 2,240 1,453 2,334 972 1,019 2,035 1,212 1,411 786 814 613 54.8 45.6 74.9 63.0 54.1 34.9 63.1 459 20 20 17 1 9 29 86 192 85 122 6 9 11 33 6 9 13 12 23 58 4 17 17 3 10 3 4 25,538 15,242 59.7 173 1,925 1,216 2,257 2,169 2,693 4,886 3,719 3,156 1,274 2,243 1,248 914 1,447 1,060 1,043 2,891 2,283 2,032 728 1,596 64.8 75.2 64.1 48.9 38.7 59.2 61.4 64.4 57.1 71.2 9 1 56 13 6 13 9 32 1 33 14 ABOVE RANGE DEPARTURE % N ABOVE RANGE DEPARTURE W/BOOKER N % ABOVE RANGE W/BOOKER % N 0.5 1.0 2.3 0.9 0.1 0.5 0.6 1.7 0.5 0.2 0.5 0.2 0.4 0.3 1.4 0.2 0.3 0.4 0.8 0.7 0.4 0.2 0.4 1.1 0.1 0.7 0.1 0.4 0.7 0.5 0.1 2.5 0.6 0.2 0.3 0.2 1.0 0.1 1.5 168 27 7 13 0 3 0 55 23 40 48 5 0 2 12 3 15 4 4 3 43 0 10 23 5 2 1 2 64 8 0 11 3 8 5 9 1 5 14 0.2 1.3 0.8 0.7 0.0 0.2 0.0 1.1 0.1 0.1 0.2 0.2 0.0 0.1 0.5 0.1 0.5 0.1 0.3 0.1 0.3 0.0 0.2 1.4 0.2 0.1 0.0 0.2 0.3 0.4 0.0 0.5 0.1 0.3 0.1 0.2 0.0 0.4 0.6 1,250 41 15 52 31 24 23 229 248 587 258 40 9 19 53 36 24 26 16 35 229 13 45 21 31 60 49 10 269 28 7 41 25 7 34 61 28 9 29 1.4 2.0 1.7 2.9 3.6 1.3 0.5 4.6 0.7 1.6 1.0 1.2 0.4 0.5 2.2 1.0 0.7 0.7 1.1 1.1 1.5 0.7 1.0 1.3 1.4 4.1 2.1 1.0 1.1 1.5 0.6 1.8 1.2 0.3 0.7 1.6 0.9 0.7 1.3 REMAINING ABOVE RANGE N 131 % 0.1 3 0 12 0 8 7 6 29 66 42 1 1 8 7 6 9 9 0 1 20 1 6 2 9 0 2 0 34 4 2 9 1 1 3 5 7 1 1 0.1 0.0 0.7 0.0 0.4 0.1 0.1 0.1 0.2 0.2 0.0 0.0 0.2 0.3 0.2 0.3 0.3 0.0 0.0 0.1 0.1 0.1 0.1 0.4 0.0 0.1 0.0 0.1 0.2 0.2 0.4 0.0 0.0 0.1 0.1 0.2 0.1 0.0 CIRCUIT District FIFTH CIRCUIT Louisiana Eastern Middle Western Mississippi Northern Southern Texas Eastern Northern Southern Western SIXTH CIRCUIT Kentucky Eastern Western Michigan Eastern Western Ohio Northern Southern Tennessee Eastern Middle Western SEVENTH CIRCUIT Illinois Central Northern Southern Indiana Northern Southern Wisconsin Eastern Western EIGHTH CIRCUIT Arkansas Eastern Western Iowa Northern Southern Minnesota Missouri Eastern Western Nebraska North Dakota South Dakota §5K1.1 SUBSTANTIAL ASSISTANCE % 7.1 N 6,497 214 172 161 205 148 422 694 2,035 2,446 10.2 19.4 9.0 24.1 8.3 8.8 13.9 5.6 6.6 6,514 24.2 1,249 393 800 361 861 1,005 889 279 677 39.0 16.8 21.2 14.9 23.0 30.6 25.0 18.5 22.0 2,521 16.9 388 743 118 444 229 524 75 20.9 16.6 7.3 19.8 15.8 22.5 7.7 §5K3.1 EARLY DISPOSITION N 5,466 0 0 0 0 2 0 1 4,950 513 6 0 0 2 0 1 2 0 0 1 3 1 1 0 0 0 0 1 % 6.0 0.0 0.0 0.0 0.0 0.1 0.0 0.0 13.6 1.4 0.0 0.0 0.0 0.1 0.0 0.0 0.1 0.0 0.0 0.0 0.0 0.1 0.0 0.0 0.0 0.0 0.0 0.1 OTHER GOV'T SPONSORED % 3.2 N 2,865 BELOW RANGE BELOW RANGE DEPARTURE DEPARTURE W/BOOKER % 0.3 N 2,735 N 252 % 3.0 BELOW RANGE W/BOOKER % 6.3 N 5,706 REMAINING BELOW RANGE N 699 % 0.8 53 4 7 46 8 337 79 1,831 500 2.5 0.5 0.4 5.4 0.4 7.1 1.6 5.0 1.3 36 8 11 3 15 120 33 1,768 741 1.7 0.9 0.6 0.4 0.8 2.5 0.7 4.8 2.0 19 6 18 1 5 30 18 49 106 0.9 0.7 1.0 0.1 0.3 0.6 0.4 0.1 0.3 147 81 113 49 108 187 448 2,321 2,252 7.0 9.1 6.3 5.8 6.1 3.9 9.0 6.4 6.0 20 2 39 11 44 25 23 80 455 1.0 0.2 2.2 1.3 2.5 0.5 0.5 0.2 1.2 844 3.1 478 1.8 519 1.9 3,663 13.6 324 1.2 38 165 88 18 92 203 29 107 104 1.2 7.0 2.3 0.7 2.5 6.2 0.8 7.1 3.4 17 37 72 46 78 112 37 38 41 0.5 1.6 1.9 1.9 2.1 3.4 1.0 2.5 1.3 9 12 68 39 73 185 16 50 67 0.3 0.5 1.8 1.6 1.9 5.6 0.5 3.3 2.2 304 214 758 363 536 411 333 256 488 9.5 9.1 20.0 15.0 14.3 12.5 9.4 17.0 15.9 21 21 36 18 69 66 42 11 40 0.7 0.9 1.0 0.7 1.8 2.0 1.2 0.7 1.3 504 3.4 302 2.0 476 3.2 2,617 17.5 279 1.9 53 79 29 63 80 199 1 2.8 1.8 1.8 2.8 5.5 8.5 0.1 26 138 23 33 29 20 33 1.4 3.1 1.4 1.5 2.0 0.9 3.4 23 347 40 24 6 9 27 1.2 7.8 2.5 1.1 0.4 0.4 2.8 318 923 103 174 248 645 206 17.1 20.7 6.4 7.8 17.1 27.6 21.2 14 121 30 43 3 68 0 0.8 2.7 1.9 1.9 0.2 2.9 0.0 3,821 15.0 180 0.7 838 3.3 466 1.8 335 1.3 3,887 15.2 229 0.9 40 11 8 24 80 74 40 66 34 89 2.1 0.9 0.4 1.1 3.0 1.5 1.1 2.1 2.7 4.0 31 5 7 19 92 71 34 23 9 44 1.6 0.4 0.3 0.9 3.4 1.5 0.9 0.7 0.7 2.0 211 113 244 440 678 838 457 496 114 296 11.0 9.3 10.8 20.3 25.2 17.2 12.3 15.7 8.9 13.2 27 5 5 22 18 54 39 35 10 14 1.4 0.4 0.2 1.0 0.7 1.1 1.0 1.1 0.8 0.6 260 154 370 440 714 716 677 106 319 65 13.5 12.7 16.4 20.3 26.5 14.7 18.2 3.4 25.0 2.9 0 0 31 0 1 0 0 141 7 0 0.0 0.0 1.4 0.0 0.0 0.0 0.0 4.5 0.5 0.0 3.1 0.3 1.2 5.6 1.7 3.8 2.8 6.0 2.9 2.8 59 4 28 122 45 187 105 189 37 62 15 CIRCUIT District NINTH CIRCUIT Alaska Arizona California Central Eastern Northern Southern Guam Hawaii Idaho Montana Nevada Northern Mariana Islands Oregon Washington Eastern Western TENTH CIRCUIT Colorado Kansas New Mexico Oklahoma Eastern Northern Western Utah Wyoming ELEVENTH CIRCUIT Alabama Middle Northern Southern Florida Middle Northern Southern Georgia Middle Northern Southern SENTENCED WITHIN GUIDELINE RANGE TOTAL 83,249 779 26,831 N 34,704 390 10,452 8,799 4,892 3,929 21,151 300 1,305 1,493 1,867 2,752 101 3,048 1,899 4,103 31,903 2,696 3,427 15,704 495 1,013 2,059 4,588 1,921 3,225 2,191 1,961 7,969 199 567 677 1,335 1,788 76 1,337 742 1,795 19,035 1,542 1,939 9,602 367 731 1,493 2,156 1,205 % 41.7 50.1 39.0 36.7 44.8 49.9 37.7 66.3 43.4 45.3 71.5 65.0 75.2 43.9 39.1 43.7 59.7 57.2 56.6 61.1 74.1 72.2 72.5 47.0 62.7 34,949 22,733 65.0 1,216 2,385 2,086 8,102 1,913 11,019 1,747 3,410 3,071 718 1,513 1,324 4,588 1,302 7,547 1,348 1,957 2,436 59.0 63.4 63.5 56.6 68.1 68.5 77.2 57.4 79.3 REMAINING ABOVE RANGE N 130 2 23 22 9 10 38 2 1 1 7 5 0 5 3 2 37 6 4 14 0 0 1 8 4 53 0 2 2 10 1 26 4 6 2 % 0.2 0.3 0.1 0.3 0.2 0.3 0.2 0.7 0.1 0.1 0.4 0.2 0.0 0.2 0.2 0.0 0.1 0.2 0.1 0.1 0.0 0.0 0.0 0.2 0.2 0.2 0.0 0.1 0.1 0.1 0.1 0.2 0.2 0.2 0.1 ABOVE RANGE DEPARTURE % N ABOVE RANGE DEPARTURE W/BOOKER N % ABOVE RANGE W/BOOKER % N 109 6 25 28 9 14 7 4 2 1 4 2 0 1 6 0 17 4 5 2 0 0 0 3 3 57 2 4 3 4 10 18 6 10 0 0.1 0.8 0.1 0.3 0.2 0.4 0.0 1.3 0.2 0.1 0.2 0.1 0.0 0.0 0.3 0.0 0.1 0.1 0.1 0.0 0.0 0.0 0.0 0.1 0.2 0.2 0.2 0.2 0.1 0.0 0.5 0.2 0.3 0.3 0.0 456 4 72 64 35 44 41 1 14 14 36 27 0 29 44 31 262 22 142 16 2 2 40 24 14 476 31 36 15 94 24 111 28 38 99 0.5 0.5 0.3 0.7 0.7 1.1 0.2 0.3 1.1 0.9 1.9 1.0 0.0 1.0 2.3 0.8 0.8 0.8 4.1 0.1 0.4 0.2 1.9 0.5 0.7 1.4 2.5 1.5 0.7 1.2 1.3 1.0 1.6 1.1 3.2 0.5 0.6 0.9 0.2 0.2 0.2 0.2 0.7 0.0 0.2 0.7 0.3 0.0 0.4 0.8 0.6 0.3 0.2 0.6 0.2 0.6 0.5 0.2 0.5 0.4 0.2 0.2 0.0 0.2 0.2 0.4 0.1 0.3 0.3 0.6 408 5 249 20 12 8 37 2 0 3 13 9 0 11 15 24 102 5 22 34 3 5 5 21 7 77 2 1 4 15 8 15 5 9 18 16 CIRCUIT District NINTH CIRCUIT Alaska Arizona California Central Eastern Northern Southern Guam Hawaii Idaho Montana Nevada Northern Mariana Islands Oregon Washington Eastern Western TENTH CIRCUIT Colorado Kansas New Mexico Oklahoma Eastern Northern Western Utah Wyoming ELEVENTH CIRCUIT Alabama Middle Northern Southern Florida Middle Northern Southern Georgia Middle Northern Southern §5K1.1 SUBSTANTIAL ASSISTANCE % 7.9 13.0 3.5 N 6,555 101 945 1,087 622 378 1,019 39 406 355 228 233 12 506 170 454 2,321 526 598 400 66 155 142 241 193 12.4 12.7 9.6 4.8 13.0 31.1 23.8 12.2 8.5 11.9 16.6 9.0 11.1 7.3 19.5 17.4 2.5 13.3 15.3 6.9 5.3 10.0 §5K3.1 EARLY DISPOSITION N 26,311 1 12,551 1,803 1,246 402 9,468 0 0 158 0 0 0 177 347 158 3,394 0 0 2,281 0 0 0 1,097 16 % 31.6 0.1 46.8 20.5 25.5 10.2 44.8 0.0 0.0 10.6 0.0 0.0 0.0 5.8 18.3 3.9 10.6 0.0 0.0 14.5 0.0 0.0 0.0 23.9 0.8 OTHER GOV'T SPONSORED % 5.4 10.5 2.8 N 4,513 82 744 691 197 456 582 3 14 33 14 230 4 400 195 868 2,850 109 370 1,992 7 5 13 234 120 7.9 4.0 11.6 2.8 1.0 1.1 2.2 0.7 8.4 4.0 13.1 10.3 21.2 8.9 4.0 10.8 12.7 1.4 0.5 0.6 5.1 6.2 BELOW RANGE BELOW RANGE DEPARTURE DEPARTURE W/BOOKER % 1.0 5.9 0.6 N 1,555 14 341 N 832 46 165 % 1.9 1.8 1.3 BELOW RANGE W/BOOKER % 8.1 14.0 4.2 N 6,703 109 1,119 REMAINING BELOW RANGE N 973 19 145 % 1.2 2.4 0.5 238 81 68 569 2 9 11 19 37 0 59 29 78 707 85 14 403 2 3 17 136 47 2.7 1.7 1.7 2.7 0.7 0.7 0.7 1.0 1.3 0.0 1.9 1.5 1.9 2.2 3.2 0.4 2.6 0.4 0.3 0.8 3.0 2.4 185 38 93 122 1 6 17 12 15 5 35 17 75 278 27 7 129 2 2 10 34 67 2.1 0.8 2.4 0.6 0.3 0.5 1.1 0.6 0.5 5.0 1.1 0.9 1.8 0.9 1.0 0.2 0.8 0.4 0.2 0.5 0.7 3.5 1,135 416 438 1,034 42 276 202 187 360 4 460 325 596 2,764 353 320 783 45 109 329 591 234 12.9 8.5 11.1 4.9 14.0 21.1 13.5 10.0 13.1 4.0 15.1 17.1 14.5 8.7 13.1 9.3 5.0 9.1 10.8 16.0 12.9 12.2 301 36 57 265 5 10 21 12 46 0 28 6 22 136 17 6 48 1 1 9 43 11 3.4 0.7 1.5 1.3 1.7 0.8 1.4 0.6 1.7 0.0 0.9 0.3 0.5 0.4 0.6 0.2 0.3 0.2 0.1 0.4 0.9 0.6 5,233 15.0 80 0.2 466 1.3 406 1.2 339 1.0 4,794 13.7 235 0.7 314 508 438 1,607 353 1,024 234 485 270 25.8 21.3 21.0 19.8 18.5 9.3 13.4 14.2 8.8 0 0 0 79 0 0 0 1 0 0.0 0.0 0.0 1.0 0.0 0.0 0.0 0.0 0.0 19 18 15 95 1 148 22 116 32 1.6 0.8 0.7 1.2 0.1 1.3 1.3 3.4 1.0 7 15 13 120 21 94 10 95 31 0.6 0.6 0.6 1.5 1.1 0.9 0.6 2.8 1.0 2 6 10 96 14 134 5 70 2 0.2 0.3 0.5 1.2 0.7 1.2 0.3 2.1 0.1 117 274 256 1,342 173 1,784 81 592 175 9.6 11.5 12.3 16.6 9.0 16.2 4.6 17.4 5.7 4 8 6 52 6 118 4 31 6 0.3 0.3 0.3 0.6 0.3 1.1 0.2 0.9 0.2 Of the 400,862 cases, 10,720 were excluded because information was missing from the submitted documents that prevented the comparison of the sentence and the guideline range. The information needed to determine the relationship between the sentence imposed and the guideline range was missing in five percent or more of the cases received from: Middle Georgia (23.0%), Western Oklahoma (18.8%), Eastern Virginia (13.2%), Arizona (9.1%), Central California (7.9%), Maryland (7.4%), Middle Tennessee (6.0%), and Southern Mississippi (5.5%). SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 17 Table 10 SENTENCES RELATIVE TO THE GUIDELINE RANGE BY SELECTED PRIMARY OFFENSE CATEGORY Fiscal Years 2007 - 2011 National WITHIN GUIDELINE RANGE ABOVE RANGE DEPARTURE ABOVE RANGE DEPARTURE W/BOOKER ABOVE RANGE W/BOOKER REMAINING ABOVE RANGE PRIMARY OFFENSE TOTAL N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 390,009 222,865 5,201 120,170 2,980 40,571 7,669 36,844 2,218 4,817 120,609 48,930 3,199 58,406 2,759 25,713 5,720 21,714 1,536 3,289 72,907 27,622 57.1 61.5 48.6 92.6 63.4 74.6 58.9 69.3 68.3 60.4 56.5 1,761 60 262 19 338 26 155 1 29 490 381 0.5 1.2 0.2 0.6 0.8 0.3 0.4 0.0 0.6 0.4 0.8 669 31 73 9 135 15 92 2 15 139 158 0.2 0.6 0.1 0.3 0.3 0.2 0.2 0.1 0.3 0.1 0.3 3,815 105 434 36 652 79 476 9 75 1,227 722 1.0 2.0 0.4 1.2 1.6 1.0 1.3 0.4 1.6 1.0 1.5 542 12 103 11 97 24 70 2 12 116 95 0.1 0.2 0.1 0.4 0.2 0.3 0.2 0.1 0.2 0.1 0.2 Judge Joseph F. Bataillon WITHIN GUIDELINE RANGE ABOVE RANGE DEPARTURE ABOVE RANGE DEPARTURE W/BOOKER ABOVE RANGE W/BOOKER REMAINING ABOVE RANGE PRIMARY OFFENSE TOTAL N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 906 10 363 3 152 14 61 5 2 175 121 535 7 210 3 98 13 38 4 1 99 62 59.1 70.0 57.9 100.0 64.5 92.9 62.3 80.0 50.0 56.6 51.2 8 0 1 0 0 0 0 0 0 7 0 0.9 0.0 0.3 0.0 0.0 0.0 0.0 0.0 0.0 4.0 0.0 1 0 0 0 0 0 0 0 0 1 0 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.6 0.0 18 0 0 0 1 0 0 0 0 14 3 2.0 0.0 0.0 0.0 0.7 0.0 0.0 0.0 0.0 8.0 2.5 2 0 1 0 0 0 0 0 0 1 0 0.2 0.0 0.3 0.0 0.0 0.0 0.0 0.0 0.0 0.6 0.0 18 National §5K1.1 SUBSTANTIAL ASSISTANCE §5K3.1 EARLY BELOW RANGE DEPARTURE DISPOSITION SPONSORED DEPARTURE W/BOOKER OTHER GOV'T BELOW RANGE BELOW RANGE W/BOOKER REMAINING BELOW RANGE PRIMARY OFFENSE N % N % N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 48,878 564 30,173 40 4,681 424 5,700 86 538 1,554 5,118 12.5 10.8 25.1 1.3 11.5 5.5 15.5 3.9 11.2 35,533 7 6,590 4 109 18 69 4 5 9.1 0.1 5.5 0.1 0.3 0.2 0.2 0.2 0.1 1.3 28,537 10.5 190 23.7 0.4 15,565 179 4,758 25 1,577 218 1,266 69 102 3,990 3,381 4.0 3.4 4.0 0.8 3.9 2.8 3.4 3.1 2.1 3.3 6.9 8,505 166 2,268 9 849 124 702 43 80 3,103 1,161 2.2 3.2 1.9 0.3 2.1 1.6 1.9 1.9 1.7 2.6 2.4 4,569 123 1,588 4 583 65 598 46 49 599 914 1.2 2.4 1.3 0.1 1.4 0.8 1.6 2.1 1.0 0.5 1.9 43,478 723 14,621 42 5,436 804 5,410 376 556 7,038 8,472 11.1 13.9 12.2 1.4 13.4 10.5 14.7 17.0 11.5 5.8 17.3 3,829 32 894 22 401 152 592 44 67 909 716 1.0 0.6 0.7 0.7 1.0 2.0 1.6 2.0 1.4 0.8 1.5 Judge Joseph F. Bataillon §5K1.1 SUBSTANTIAL ASSISTANCE §5K3.1 EARLY OTHER GOV'T DISPOSITION SPONSORED DEPARTURE BELOW RANGE BELOW RANGE DEPARTURE W/BOOKER BELOW RANGE W/BOOKER REMAINING BELOW RANGE PRIMARY OFFENSE N % N % N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 42 0 31 0 5 0 1 0 0 3 2 4.6 0.0 8.5 0.0 3.3 0.0 1.6 0.0 0.0 1.7 1.7 31 0 1 0 0 0 0 0 0 3.4 0.0 0.3 0.0 0.0 0.0 0.0 0.0 0.0 30 0 17.1 0.0 77 1 29 0 14 0 4 1 0 9 8.5 10.0 8.0 0.0 9.2 0.0 6.6 20.0 0.0 5.1 19 15.7 29 1 13 0 7 0 3 0 1 2 2 3.2 10.0 3.6 0.0 4.6 0.0 4.9 0.0 50.0 1.1 1.7 8 0 5 0 2 0 0 0 0 0 1 0.9 0.0 1.4 0.0 1.3 0.0 0.0 0.0 0.0 0.0 0.8 139 1 67 0 23 1 15 0 0 5 15.3 10.0 18.5 0.0 15.1 7.1 24.6 0.0 0.0 2.9 27 22.3 16 0 5 0 2 0 0 0 0 4 5 1.8 0.0 1.4 0.0 1.3 0.0 0.0 0.0 0.0 2.3 4.1 Of the 400,862 guideline cases, 10,853 cases were excluded due to one or both of the following reasons: missing information from the submitted documents that prevented the comparison of the sentence and the guideline range (10,720) or missing primary offense (150). Of the 908 guideline cases sentenced by Judge Joseph F. Bataillon, two cases were excluded due to missing information from the from the submitted documents that prevented the comparison of the sentence and the guideline range. SOURCE: U.S. Sentencing Commission, 2007 - 2011 Datafiles, USSCFY07 - USSCFY11. 19

=== 2008-2012 ===

United States Sentencing Commission Statistical Information Packet Fiscal Years 2008 - 2012 Judge Joseph F. Bataillon TABLE OF CONTENTS Figure A Offenders in Each Primary Offense Category Table 1 Distribution of Guideline Offenders in Each Primary Offense Category Table 2 Guilty Pleas and Trials in Each Circuit and District Table 3 Guilty Pleas and Trials in Each Primary Offense Category Table 4 Type of Sentence Imposed by Primary Offense Category (National) Table 5 Type of Sentence Imposed by Primary Offense Category (Judge) Table 6 Incarceration Rate of U.S. Citizen Defendants Eligible for Non-Prison Sentences by Primary Offense Category Table 7 Length of Imprisonment by Primary Offense Category Table 8 Comparison of Sentence Imposed and Position Relative to the Guideline Range Table 9 Sentences Relative to the Guideline Range by Circuit and District Table 10 Sentences Relative to the Guideline Range by Selected Primary Offense Category 1 2 3 6 7 8 9 10 11 12 18 Figure A OFFENDERS IN EACH PRIMARY OFFENSE CATEGORY1 Fiscal Years 2008 - 2012 National Other 9.7% Drug Type Drugs 30.2% Powder Cocaine: (n=29,361); 23.9% Crack Cocaine: (n=23,432); 19.1% Heroin: (n=8,584); 7.0% Marijuana: (n=32,525); 26.5% Methamphetamine: (n=21,915); 17.9% Other: (n=6,928); 5.6% Fraud 9.9% Larceny 1.9% Firearms 9.9% Child Pornography 2.2% Judge Joseph F. Bataillon Other 11.6% Drug Type Drugs 35.9% Powder Cocaine: (n=22); 6.9% Crack Cocaine: (n=62); 19.6% Heroin: (n=2); 0.6% Marijuana: (n=36); 11.4% Methamphetamine: (n=191); 60.3% Other: (n=4); 1.3% Immigration 32.5% Non-Fraud White Collar 3.7% Immigration 20.7% Non-Fraud White Collar 1.6% Fraud 9.7% Larceny 1.2% Firearms 15.5% Child Pornography 3.7% 1 Of the 412,170 guideline cases, 50 were excluded due to missing primary offense category. Of the 127,798 drug cases, 5,053 were excluded from the drug type analysis due to one of the following reasons: cases sentenced under §2D1.11 involving a listed chemical (991) and cases missing drug type (4,062). Of the 318 drug cases sentenced by Judge Joseph F. Bataillon, one was excluded from the drug type analysis due to cases sentenced under §2D1.11 involving a listed chemical. 2 The Non-Fraud White Collar category includes the following offense types: embezzlement, forgery/counterfeiting, bribery, money laundering, and tax. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 1 Table 1 DISTRIBUTION OF GUIDELINE OFFENDERS IN EACH PRIMARY OFFENSE CATEGORY Fiscal Years 2008 - 2012 National Judge Joseph F. Bataillon PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses N 412,120 367 292 254 2,171 3,361 4,953 298 120,928 2,217 4,653 40,442 211 374 7,821 40,123 2,118 4,602 1,064 3,171 4,177 3,693 390 306 132,125 9,053 2,088 5,720 1,028 393 91 355 13,281 % 100.0 0.1 0.1 0.1 0.5 0.8 1.2 0.1 29.3 0.5 1.1 9.8 0.1 0.1 1.9 9.7 0.5 1.1 0.3 0.8 1.0 0.9 0.1 0.1 32.1 2.2 0.5 1.4 0.2 0.1 0.0 0.1 3.2 N 884 1 1 0 14 22 10 0 316 0 2 137 6 5 11 86 5 3 0 5 1 4 0 0 183 33 0 19 7 0 0 0 13 % 100.0 0.1 0.1 0.0 1.6 2.5 1.1 0.0 35.7 0.0 0.2 15.5 0.7 0.6 1.2 9.7 0.6 0.3 0.0 0.6 0.1 0.5 0.0 0.0 20.7 3.7 0.0 2.1 0.8 0.0 0.0 0.0 1.5 Of the 412,170 guideline cases, 50 cases were excluded due to missing information on primary offense category. Of the 884 guideline cases sentenced by Judge Joseph F. Bataillon, no cases were excluded due to missing information on primary offense category. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 2 Table 2 GUILTY PLEAS AND TRIALS IN EACH CIRCUIT AND DISTRICT Fiscal Years 2008 - 2012 CIRCUIT District TOTAL D.C. CIRCUIT District of Columbia FIRST CIRCUIT Maine Massachusetts New Hampshire Puerto Rico Rhode Island SECOND CIRCUIT Connecticut New York Eastern Northern Southern Western Vermont THIRD CIRCUIT Delaware New Jersey Pennsylvania Eastern Middle Western Virgin Islands FOURTH CIRCUIT Maryland North Carolina Eastern Middle Western South Carolina Virginia Eastern Western West Virginia Northern Southern TOTAL 412,107 N 398,388 % 96.7 PLEA TRIAL N 13,719 % 3.3 127 127 499 65 194 37 169 34 979 88 298 97 410 69 17 979 41 173 461 118 98 88 1,687 277 138 91 166 191 620 104 57 43 6.7 6.7 4.8 6.6 7.7 3.6 3.4 4.3 4.3 4.3 5.2 3.5 5.3 2.0 1.8 6.5 6.3 4.0 10.6 4.2 3.9 24.6 4.9 6.4 3.6 4.0 5.9 3.4 6.1 5.1 3.2 3.0 1,901 1,901 10,309 990 2,532 1,021 4,978 788 22,833 2,042 5,750 2,800 7,805 3,507 929 15,034 650 4,369 4,366 2,782 2,509 358 34,239 4,337 3,786 2,288 2,825 5,575 10,179 2,030 1,804 1,415 93.3 93.3 95.2 93.4 92.3 96.4 96.6 95.7 95.7 95.7 94.8 96.5 94.7 98.0 98.2 93.5 93.7 96.0 89.4 95.8 96.1 75.4 95.1 93.6 96.4 96.0 94.1 96.6 93.9 94.9 96.8 97.0 1,774 1,774 9,810 925 2,338 984 4,809 754 21,854 1,954 5,452 2,703 7,395 3,438 912 14,055 609 4,196 3,905 2,664 2,411 270 32,552 4,060 3,648 2,197 2,659 5,384 9,559 1,926 1,747 1,372 3 CIRCUIT District FIFTH CIRCUIT Louisiana Eastern Middle Western Mississippi Northern Southern Texas Eastern Northern Southern Western SIXTH CIRCUIT Kentucky Eastern Western Michigan Eastern Western Ohio Northern Southern Tennessee Eastern Middle Western SEVENTH CIRCUIT Illinois Central Northern Southern Indiana Northern Southern Wisconsin Eastern Western EIGHTH CIRCUIT Arkansas Eastern Western Iowa Northern Southern Minnesota Missouri Eastern Western Nebraska North Dakota South Dakota TOTAL 97,019 N 95,280 % 98.2 PLEA TRIAL N 1,739 % 1.8 96.6 94.4 92.1 93.8 95.6 97.1 95.4 98.6 98.9 96.0 95.9 96.2 95.0 95.8 96.6 97.5 95.3 96.2 96.0 94.4 95.3 91.7 95.4 94.7 95.1 96.9 95.4 96.1 95.6 98.2 96.2 93.8 94.8 97.5 95.8 97.1 96.0 95.5 2,042 952 1,828 851 1,741 4,723 4,946 37,512 42,424 27,511 3,130 2,276 3,938 2,450 3,785 3,302 3,867 1,616 3,147 1,972 899 1,683 798 1,665 4,587 4,720 36,998 41,958 26,414 3,003 2,189 3,741 2,348 3,656 3,219 3,684 1,554 3,020 15,283 14,426 1,894 4,502 1,702 2,232 1,581 2,433 939 1,805 4,128 1,623 2,113 1,503 2,358 896 25,478 24,493 1,964 1,368 2,193 2,230 2,609 4,723 3,711 3,060 1,356 2,264 1,877 1,343 2,110 2,092 2,473 4,606 3,556 2,972 1,302 2,162 4 70 53 145 53 76 136 226 514 466 1,097 127 87 197 102 129 83 183 62 127 857 89 374 79 119 78 75 43 985 87 25 83 138 136 117 155 88 54 102 3.4 5.6 7.9 6.2 4.4 2.9 4.6 1.4 1.1 4.0 4.1 3.8 5.0 4.2 3.4 2.5 4.7 3.8 4.0 5.6 4.7 8.3 4.6 5.3 4.9 3.1 4.6 3.9 4.4 1.8 3.8 6.2 5.2 2.5 4.2 2.9 4.0 4.5 PLEA N 91,659 814 33,401 % 97.8 93.0 99.0 TRIAL N 2,061 61 325 % 2.2 7.0 1.0 CIRCUIT District NINTH CIRCUIT Alaska Arizona California Central Eastern Northern Southern Guam Hawaii Idaho Montana Nevada Northern Mariana Islands Oregon Washington Eastern Western TENTH CIRCUIT Colorado Kansas New Mexico Oklahoma Eastern Northern Western Utah Wyoming ELEVENTH CIRCUIT Alabama Middle Northern Southern Florida Middle Northern Southern Georgia Middle Northern Southern TOTAL 93,720 875 33,726 9,605 5,012 4,074 23,390 301 1,196 1,537 1,905 2,731 97 3,233 1,847 4,191 32,776 2,777 3,569 16,259 496 987 2,503 4,366 1,819 9,262 4,871 3,957 23,016 282 1,139 1,477 1,748 2,617 82 3,165 1,788 4,040 32,064 2,692 3,413 16,166 471 924 2,387 4,257 1,754 36,004 34,007 1,189 2,335 2,184 8,215 1,885 11,358 2,186 3,588 3,064 1,094 2,218 2,077 7,737 1,691 10,741 2,128 3,330 2,991 96.4 97.2 97.1 98.4 93.7 95.2 96.1 91.8 95.8 84.5 97.9 96.8 96.4 97.8 96.9 95.6 99.4 95.0 93.6 95.4 97.5 96.4 94.5 92.0 95.0 95.1 94.2 89.7 94.6 97.3 92.8 97.6 343 141 117 374 19 57 60 157 114 15 68 59 151 712 85 156 93 25 63 116 109 65 1,997 95 117 107 478 194 617 58 258 73 3.6 2.8 2.9 1.6 6.3 4.8 3.9 8.2 4.2 15.5 2.1 3.2 3.6 2.2 3.1 4.4 0.6 5.0 6.4 4.6 2.5 3.6 5.5 8.0 5.0 4.9 5.8 10.3 5.4 2.7 7.2 2.4 Of the 412,170 guideline cases, 63 cases were excluded due to missing information on mode of conviction. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 5 Table 3 GUILTY PLEAS AND TRIALS IN EACH PRIMARY OFFENSE CATEGORY Fiscal Years 2008 - 2012 PRIMARY OFFENSE TOTAL N % N % N % N % National PLEA TRIAL Judge Joseph F. Bataillon PLEA TRIAL TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson 412,106 398,387 367 292 254 2,171 3,361 4,953 298 271 274 213 1,900 3,050 4,776 269 Drugs - Trafficking 120,928 116,605 Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug 2,217 4,650 2,211 4,569 40,442 37,727 211 374 7,820 40,122 2,118 4,602 1,064 3,171 4,177 3,693 390 306 204 357 7,632 38,028 2,061 4,534 999 2,884 3,927 3,387 376 258 132,124 131,267 9,053 2,088 5,720 1,028 393 91 355 8,689 2,052 5,436 971 366 87 344 Other Miscellaneous Offenses 13,273 12,663 96.7 73.8 93.8 83.9 87.5 90.7 96.4 90.3 96.4 99.7 98.3 93.3 96.7 95.5 97.6 94.8 97.3 98.5 93.9 90.9 94.0 91.7 96.4 84.3 99.4 96.0 98.3 95.0 94.5 93.1 95.6 96.9 95.4 13,719 96 18 41 271 311 177 29 4,323 6 81 2,715 7 17 188 2,094 57 68 65 287 250 306 14 48 857 364 36 284 57 27 4 11 610 3.3 26.2 6.2 16.1 12.5 9.3 3.6 9.7 3.6 0.3 1.7 6.7 3.3 4.5 2.4 5.2 2.7 1.5 6.1 9.1 6.0 8.3 3.6 15.7 0.6 4.0 1.7 5.0 5.5 6.9 4.4 3.1 4.6 862 0 1 0 13 20 10 0 312 0 1 132 6 5 11 82 5 3 0 5 1 4 0 0 183 32 0 17 6 0 0 0 97.5 0.0 100.0 -- 92.9 90.9 100.0 -- 98.7 -- 50.0 96.4 100.0 100.0 100.0 95.3 100.0 100.0 -- 100.0 100.0 100.0 -- -- 100.0 97.0 -- 89.5 85.7 -- -- -- 13 100.0 22 1 0 0 1 2 0 0 4 0 1 5 0 0 0 4 0 0 0 0 0 0 0 0 0 1 0 2 1 0 0 0 0 2.5 100.0 0.0 -- 7.1 9.1 0.0 -- 1.3 -- 50.0 3.6 0.0 0.0 0.0 4.7 0.0 0.0 -- 0.0 0.0 0.0 -- -- 0.0 3.0 -- 10.5 14.3 -- -- -- 0.0 Of the 412,170 guideline cases, 64 cases were excluded due to one or both of the following reasons: missing primary offense category (50) or missing information on mode of conviction (63). Of the 884 guideline cases sentenced by Judge Joseph F. Bataillon, no cases were excluded due to missing information on mode of conviction. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 6 TYPE OF SENTENCE IMPOSED BY PRIMARY OFFENSE CATEGORY Fiscal Years 2008 - 2012 Table 4 National Prison Prison/Community Split Sentence Probation and Confinement Probation Only PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses TOTAL 408,210 367 292 253 2,168 3,319 4,945 297 120,874 2,216 4,413 40,383 211 373 7,291 39,952 2,073 4,593 1,060 3,157 4,168 3,687 390 302 132,061 9,047 2,086 5,637 911 390 86 324 10,884 N 355,116 359 269 252 2,041 2,669 4,670 278 113,481 1,719 2,928 37,120 173 290 2,723 28,140 783 3,067 711 1,645 3,072 3,305 112 186 125,817 8,763 1,901 3,682 193 328 58 86 4,295 % 87.0 97.8 92.1 99.6 94.1 80.4 94.4 93.6 93.9 77.6 66.3 91.9 82.0 77.7 37.3 70.4 37.8 66.8 67.1 52.1 73.7 89.6 28.7 61.6 95.3 96.9 91.1 65.3 21.2 84.1 67.4 26.5 39.5 N 10,943 6 14 1 73 171 133 10 3,119 65 23 1,014 13 16 345 2,484 230 288 80 309 199 110 27 18 1,225 151 73 303 42 21 9 17 354 % 2.7 1.6 4.8 0.4 3.4 5.2 2.7 3.4 2.6 2.9 0.5 2.5 6.2 4.3 4.7 6.2 11.1 6.3 7.5 9.8 4.8 3.0 6.9 6.0 0.9 1.7 3.5 5.4 4.6 5.4 10.5 5.2 3.3 N 12,586 1 4 0 25 122 58 3 1,822 168 94 959 19 30 1,085 3,355 286 526 127 579 319 102 116 36 865 68 43 466 110 16 10 36 1,136 % 3.1 0.3 1.4 0.0 1.2 3.7 1.2 1.0 1.5 7.6 2.1 2.4 9.0 8.0 14.9 8.4 13.8 11.5 12.0 18.3 7.7 2.8 29.7 11.9 0.7 0.8 2.1 8.3 12.1 4.1 11.6 11.1 10.4 N 29,565 1 5 0 29 357 84 6 2,452 264 1,368 1,290 6 37 3,138 5,973 774 712 142 624 578 170 135 62 4,154 65 69 1,186 566 25 9 185 5,099 % 7.2 0.3 1.7 0.0 1.3 10.8 1.7 2.0 2.0 11.9 31.0 3.2 2.8 9.9 43.0 15.0 37.3 15.5 13.4 19.8 13.9 4.6 34.6 20.5 3.1 0.7 3.3 21.0 62.1 6.4 10.5 57.1 46.8 Of the 412,170 guideline cases, 3,960 cases were excluded due to one or more of the following reasons: missing sentencing information (155), missing primary offense category (50), or cases in which the defendant received no imprisonment or probation (3,804). SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 7 TYPE OF SENTENCE IMPOSED BY PRIMARY OFFENSE CATEGORY Fiscal Years 2008 - 2012 Table 5 Judge Joseph F. Bataillon Prison Prison/Community Split Sentence Probation and Confinement Probation Only PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses TOTAL 882 1 1 0 14 22 10 0 316 0 2 137 6 5 11 86 5 3 0 5 1 4 0 0 183 33 0 19 5 0 0 0 13 N 809 1 1 0 12 19 9 0 309 0 2 128 5 5 4 71 2 3 0 1 1 3 0 0 180 32 0 13 1 0 0 0 7 % 91.7 100.0 100.0 -- 85.7 86.4 90.0 -- 97.8 -- 100.0 93.4 83.3 100.0 36.4 82.6 40.0 100.0 -- 20.0 100.0 75.0 -- -- 98.4 97.0 -- 68.4 20.0 -- -- -- 53.8 N 21 0 0 0 1 1 0 0 5 0 0 6 0 0 0 1 0 0 0 1 0 0 0 0 0 1 0 2 1 0 0 0 2 % 2.4 0.0 0.0 -- 7.1 4.5 0.0 -- 1.6 -- 0.0 4.4 0.0 0.0 0.0 1.2 0.0 0.0 -- 20.0 0.0 0.0 -- -- 0.0 3.0 -- 10.5 20.0 -- -- -- 15.4 N 18 0 0 0 0 1 1 0 0 0 0 3 1 0 1 5 1 0 0 3 0 0 0 0 1 0 0 1 0 0 0 0 0 % 2.0 0.0 0.0 -- 0.0 4.5 10.0 -- 0.0 -- 0.0 2.2 16.7 0.0 9.1 5.8 20.0 0.0 -- 60.0 0.0 0.0 -- -- 0.5 0.0 -- 5.3 0.0 -- -- -- 0.0 N 34 0 0 0 1 1 0 0 2 0 0 0 0 0 6 9 2 0 0 0 0 1 0 0 2 0 0 3 3 0 0 0 4 % 3.9 0.0 0.0 -- 7.1 4.5 0.0 -- 0.6 -- 0.0 0.0 0.0 0.0 54.5 10.5 40.0 0.0 -- 0.0 0.0 25.0 -- -- 1.1 0.0 -- 15.8 60.0 -- -- -- 30.8 Of the 884 guideline cases sentenced by Judge Joseph F. Bataillon, two cases were excluded due to cases in which the defendant received no imprisonment or probation. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 8 Table 6 INCARCERATION RATE OF U.S. CITIZEN DEFENDANTS ELIGIBLE FOR NON-PRISON SENTENCES BY PRIMARY OFFENSE CATEGORY Fiscal Years 2008 - 2012 PRIMARY OFFENSE TOTAL Fraud Larceny Immigration Embezzlement Drugs - Trafficking Drugs - Simple Possession Firearms Forgery/Counterfeiting Other Miscellaneous Offenses TOTAL 25,999 6,602 3,596 1,896 1,017 2,020 1,381 1,094 1,312 7,081 National Judge Joseph F. Bataillon Prison Sentence N % Non-Prison Sentence N % Prison Sentence N % Non-Prison Sentence N % 8,048 2,034 720 908 201 767 562 439 498 1,919 31.0 30.8 20.0 47.9 19.8 38.0 40.7 40.1 38.0 27.1 17,951 4,568 2,876 988 816 1,253 819 655 814 5,162 69.0 69.2 80.0 52.1 80.2 62.0 59.3 59.9 62.0 72.9 17 2 1 1 1 0 0 3 1 8 36.2 18.2 12.5 100.0 25.0 0.0 -- 75.0 100.0 47.1 30 9 7 0 3 1 0 1 0 9 63.8 81.8 87.5 0.0 75.0 100.0 -- 25.0 0.0 52.9 Of the 412,170 guideline cases, a U.S. Citizen was the defendant in 217,036 cases. Of these, 191,037 cases were excluded due to one or more of the following reasons: defendant ineligible for non-prison sentence (191,037), or missing sentencing information (66). Of the 884 guideline cases sentenced by Judge Joseph F. Bataillon, 527 were U.S. Citizens. Of these, 480 cases were excluded due to the defendant being ineligible for non-prison sentence. This table was limited to U.S. Citizens beginning in Fiscal Year 2010. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 9 Table 7 LENGTH OF IMPRISONMENT BY PRIMARY OFFENSE CATEGORY Fiscal Years 2008 - 2012 PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses Mean Months 52 256 62 205 111 43 82 74 78 42 7 90 23 67 18 30 16 22 25 23 41 93 12 47 19 124 16 25 11 60 13 22 34 National Median Months 30 235 42 168 87 30 63 60 60 42 4 60 21 30 12 19 12 18 18 18 27 60 12 24 12 84 12 18 7 37 12 12 12 Number 354,276 364 280 253 2,105 2,768 4,772 285 115,099 1,750 2,712 37,800 181 298 2,976 28,940 972 3,249 768 1,930 3,150 3,367 133 201 120,116 8,872 1,941 3,830 222 345 67 97 4,433 Judge Joseph F. Bataillon Median Months 36 -- -- -- 37 30 60 -- 60 -- -- 30 12 18 18 9 -- 10 -- -- -- 12 -- -- 12 60 -- 21 -- -- -- -- 12 Number 791 1 1 0 13 19 9 0 308 0 2 129 3 5 4 63 2 3 0 2 1 3 0 0 168 33 0 13 2 0 0 0 7 Mean Months 51 -- -- -- 60 39 70 -- 76 -- -- 50 31 23 15 14 -- 9 -- -- -- 36 -- -- 22 80 -- 20 -- -- -- -- 32 Of the 412,170 guideline cases, 57,894 cases were excluded for one or more of the following reasons: zero months of prison ordered (53,915), missing primary offense category (50) or missing or indeterminable sentencing information (3,979). Of the 884 guideline cases sentenced by Judge Joseph F. Bataillon, 93 cases were excluded due to one of the following reasons: zero months of prison ordered (91) or missing or indeterminable sentencing information (2). SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 10 Table 8 COMPARISON OF SENTENCE IMPOSED AND POSITION RELATIVE TO THE GUIDELINE RANGE Fiscal Years 2008 - 2012 TOTAL CASES1 CASES SENTENCED WITHIN GUIDELINE RANGE CASES SENTENCED ABOVE GUIDELINE RANGE National N 402,923 223,775 7,361 % 100.0 55.5 1.8 DEPARTURE ABOVE GUIDELINE RANGE Upward Departure From Guideline Range2 Upward Departure With Booker /18 U.S.C. § 35533 OTHERWISE ABOVE GUIDELINE RANGE Above Guideline Range With Booker /18 U.S.C. § 35534 All Remaining Cases Above Guideline Range5 2,541 1,888 653 4,820 4,304 516 0.6 0.5 0.2 1.2 1.1 0.1 Judge Joseph F. Bataillon N 882 503 26 % 100.0 57.0 2.9 9 8 1 17 15 2 1.0 0.9 0.1 1.9 1.7 0.2 GOVERNMENT SPONSORED BELOW RANGE6 105,110 26.1 148 16.8 §5K1.1 Substantial Assistance Departure §5K3.1 Early Disposition Program Departure Other Government Sponsored Below Range 48,523 39,588 16,999 12.0 9.8 4.2 37 39 72 4.2 4.4 8.2 NON-GOVERNMENT SPONSORED BELOW RANGE 66,677 16.5 205 23.2 DEPARTURE BELOW GUIDELINE RANGE Downward Departure From Guideline Range2 Downward Departure With Booker /18 U.S.C. § 35533 OTHERWISE BELOW GUIDELINE RANGE Below Guideline Range With Booker /18 U.S.C. § 35534 All Remaining Cases Below Guideline Range5 13,015 8,646 4,369 53,662 50,010 3,652 3.2 2.1 1.1 13.3 12.4 0.9 29 21 8 176 160 16 3.3 2.4 0.9 20.0 18.1 1.8 1 This table reflects the 412,170 cases sentenced nationally in Fiscal Years 2008 - 2012, 884 of which were sentenced by Judge Joseph F. Bataillon. Of these, 9,247 cases nationally and two cases sentenced by Judge Joseph F. Bataillon were excluded because information was missing from the submitted documents that prevented the comparison of the sentence and the guideline range. 2 All cases with departures in which the court did not indicate as a reason either United States v. Booker, 18 U.S.C. § 3553, or a factor or reason specifically prohibited in the provisions, policy statements, or commentary of the Guidelines Manual. 3 All cases sentenced outside of the guideline range in which the court indicated both a departure (see footnote 2) and a reference to either United States v. Booker, 18 U.S.C. § 3553, or related factors as a reason for sentencing outside of the guideline system. 4 All cases sentenced outside of the guideline range in which no departure was indicated and in which the court cited United States v. Booker, 18 U.S.C. § 3553, or related factors as one of the reasons for sentencing outside of the guideline system. 5 All cases sentenced outside of the guideline range that could not be classified into any of the three previous outside of the range categories. This category includes cases in which no reason was provided for a sentence outside of the guideline range. 6 Cases in which a reason for the sentence indicated that the prosecution initiated, proposed, or stipulated to a sentence outside of the guideline range, either pursuant to a plea agreement or as part of a non-plea negotiation with the defendant. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 11 Table 9 SENTENCES RELATIVE TO THE GUIDELINE RANGE BY CIRCUIT AND DISTRICT Fiscal Years 2008 - 2012 CIRCUIT District TOTAL D.C. CIRCUIT District of Columbia FIRST CIRCUIT Maine Massachusetts New Hampshire Puerto Rico Rhode Island SECOND CIRCUIT Connecticut New York Eastern Northern Southern Western Vermont THIRD CIRCUIT Delaware New Jersey Pennsylvania Eastern Middle Western Virgin Islands FOURTH CIRCUIT Maryland North Carolina Eastern Middle Western South Carolina Virginia Eastern Western West Virginia Northern Southern SENTENCED WITHIN GUIDELINE RANGE TOTAL 402,923 N 223,775 1,871 1,871 10,212 990 2,508 1,021 4,909 784 22,633 2,032 5,736 2,683 7,753 3,504 925 14,951 648 4,345 4,340 2,773 2,495 350 686 686 5,955 520 988 447 3,627 373 9,266 799 1,906 1,478 2,927 1,835 321 6,982 259 2,121 1,661 1,290 1,433 218 32,744 4,051 20,228 1,718 3,627 2,285 2,816 5,544 9,221 2,005 1,786 1,409 1,995 1,660 1,659 3,411 6,801 1,075 1,114 795 % 55.5 36.7 36.7 58.3 52.5 39.4 43.8 73.9 47.6 40.9 39.3 33.2 55.1 37.8 52.4 34.7 46.7 40.0 48.8 38.3 46.5 57.4 62.3 61.8 42.4 55.0 72.6 58.9 61.5 73.8 53.6 62.4 56.4 REMAINING ABOVE RANGE N 516 % 0.1 2 2 21 0 8 0 13 0 18 1 6 2 5 4 0 18 0 2 7 2 4 3 40 12 2 1 2 8 11 2 0 2 0.1 0.1 0.2 0.0 0.3 0.0 0.3 0.0 0.1 0.0 0.1 0.1 0.1 0.1 0.0 0.1 0.0 0.0 0.2 0.1 0.2 0.9 0.1 0.3 0.1 0.0 0.1 0.1 0.1 0.1 0.0 0.1 ABOVE RANGE DEPARTURE % N ABOVE RANGE DEPARTURE W/BOOKER % N ABOVE RANGE W/BOOKER N % 653 3 3 19 1 6 3 8 1 20 1 7 2 4 6 0 16 0 3 4 4 3 2 104 16 33 2 5 6 34 4 2 2 0.2 0.2 0.2 0.2 0.1 0.2 0.3 0.2 0.1 0.1 0.0 0.1 0.1 0.1 0.2 0.0 0.1 0.0 0.1 0.1 0.1 0.1 0.6 0.3 0.4 0.9 0.1 0.2 0.1 0.4 0.2 0.1 0.1 4,304 15 15 122 8 31 19 61 3 110 19 44 3 27 14 3 117 12 20 55 7 10 13 396 62 43 36 25 29 109 49 23 20 1.1 0.8 0.8 1.2 0.8 1.2 1.9 1.2 0.4 0.5 0.9 0.8 0.1 0.3 0.4 0.3 0.8 1.9 0.5 1.3 0.3 0.4 3.7 1.2 1.5 1.2 1.6 0.9 0.5 1.2 2.4 1.3 1.4 1,888 12 12 41 5 16 6 14 0 48 9 7 8 3 17 4 47 0 7 14 21 3 2 234 38 75 12 14 33 48 9 2 3 0.5 0.6 0.6 0.4 0.5 0.6 0.6 0.3 0.0 0.2 0.4 0.1 0.3 0.0 0.5 0.4 0.3 0.0 0.2 0.3 0.8 0.1 0.6 0.7 0.9 2.1 0.5 0.5 0.6 0.5 0.4 0.1 0.2 12 CIRCUIT District TOTAL D.C. CIRCUIT District of Columbia FIRST CIRCUIT Maine Massachusetts New Hampshire Puerto Rico Rhode Island SECOND CIRCUIT Connecticut New York Eastern Northern Southern Western Vermont THIRD CIRCUIT Delaware New Jersey Pennsylvania Eastern Middle Western Virgin Islands FOURTH CIRCUIT Maryland North Carolina Eastern Middle Western South Carolina Virginia Eastern Western West Virginia Northern Southern §5K1.1 SUBSTANTIAL ASSISTANCE % N §5K3.1 EARLY DISPOSITION N 48,523 12.0 39,588 530 530 1,102 270 251 230 293 58 4,550 360 1,269 586 1,217 934 184 3,712 78 1,209 1,362 655 359 49 5,290 998 1,166 298 727 991 380 435 155 140 28.3 28.3 10.8 27.3 10.0 22.5 6.0 7.4 20.1 17.7 22.1 21.8 15.7 26.7 19.9 24.8 12.0 27.8 31.4 23.6 14.4 14.0 16.2 24.6 32.1 13.0 25.8 17.9 4.1 21.7 8.7 9.9 2 2 121 0 4 0 117 0 29 0 10 0 19 0 0 14 0 5 6 0 3 0 12 7 0 0 0 2 2 0 1 0 % 9.8 0.1 0.1 1.2 0.0 0.2 0.0 2.4 0.0 0.1 0.0 0.2 0.0 0.2 0.0 0.0 0.1 0.0 0.1 0.1 0.0 0.1 0.0 0.0 0.2 0.0 0.0 0.0 0.0 0.0 0.0 0.1 0.0 OTHER GOV'T SPONSORED % N BELOW RANGE DEPARTURE % N BELOW RANGE DEPARTURE W/BOOKER % N BELOW RANGE W/BOOKER % N REMAINING BELOW RANGE N % 16,999 4.2 8,646 2.1 4,369 1.1 50,010 12.4 3,652 0.9 53 53 225 30 85 18 88 4 748 145 224 91 176 21 91 213 4 56 46 48 56 3 511 69 25 16 36 82 219 46 8 10 2.8 2.8 2.2 3.0 3.4 1.8 1.8 0.5 3.3 7.1 3.9 3.4 2.3 0.6 9.8 1.4 0.6 1.3 1.1 1.7 2.2 0.9 1.6 1.7 0.7 0.7 1.3 1.5 2.4 2.3 0.4 0.7 67 67 143 5 55 19 60 4 673 112 242 34 196 16 73 249 3 38 76 35 92 5 253 91 14 5 20 16 87 9 3 8 3.6 3.6 1.4 0.5 2.2 1.9 1.2 0.5 3.0 5.5 4.2 1.3 2.5 0.5 7.9 1.7 0.5 0.9 1.8 1.3 3.7 1.4 0.8 2.2 0.4 0.2 0.7 0.3 0.9 0.4 0.2 0.6 221 221 1,615 141 678 180 299 317 6,172 515 1,651 422 2,912 486 186 2,830 225 756 899 449 467 34 4,398 626 239 246 239 751 1,264 302 318 413 11.8 11.8 15.8 14.2 27.0 17.6 6.1 40.4 27.3 25.3 28.8 15.7 37.6 13.9 20.1 18.9 34.7 17.4 20.7 16.2 18.7 9.7 13.4 15.5 6.6 10.8 8.5 13.5 13.7 15.1 17.8 29.3 40 40 118 5 24 6 82 1 279 14 89 17 132 25 2 191 35 39 72 12 20 13 274 55 24 5 23 55 97 7 5 3 2.1 2.1 1.2 0.5 1.0 0.6 1.7 0.1 1.2 0.7 1.6 0.6 1.7 0.7 0.2 1.3 5.4 0.9 1.7 0.4 0.8 3.7 0.8 1.4 0.7 0.2 0.8 1.0 1.1 0.3 0.3 0.2 240 240 730 5 362 93 247 23 720 57 281 40 135 146 61 562 32 89 138 250 45 8 1,004 359 11 4 66 160 169 67 155 13 12.8 12.8 7.1 0.5 14.4 9.1 5.0 2.9 3.2 2.8 4.9 1.5 1.7 4.2 6.6 3.8 4.9 2.0 3.2 9.0 1.8 2.3 3.1 8.9 0.3 0.2 2.3 2.9 1.8 3.3 8.7 0.9 13 ABOVE RANGE DEPARTURE % N ABOVE RANGE DEPARTURE W/BOOKER % N ABOVE RANGE W/BOOKER N % 0.5 1.2 2.2 1.0 0.0 0.3 0.9 1.7 0.5 0.2 0.5 0.2 0.4 0.3 1.3 0.2 0.4 0.4 1.0 0.7 0.4 0.3 0.3 1.2 0.2 0.6 0.1 0.5 0.7 0.5 0.1 2.5 0.4 0.2 0.3 0.3 0.9 0.1 1.8 166 25 6 15 0 2 1 65 26 26 50 5 0 1 14 2 12 5 5 6 44 0 11 20 7 1 1 4 59 8 0 13 1 7 5 6 1 5 13 0.2 1.2 0.6 0.9 0.0 0.1 0.0 1.3 0.1 0.1 0.2 0.2 0.0 0.0 0.6 0.1 0.4 0.1 0.3 0.2 0.3 0.0 0.2 1.2 0.3 0.1 0.0 0.4 0.2 0.4 0.0 0.6 0.0 0.3 0.1 0.2 0.0 0.4 0.6 1,354 51 18 63 34 23 33 203 261 668 315 47 8 26 57 46 30 36 25 40 248 15 47 25 33 68 52 8 324 46 6 42 27 12 46 80 29 13 23 1.4 2.5 1.9 3.7 4.1 1.4 0.7 4.1 0.7 1.7 1.2 1.5 0.4 0.7 2.3 1.2 0.9 0.9 1.6 1.3 1.6 0.8 1.1 1.5 1.5 4.3 2.1 0.9 1.3 2.3 0.4 1.9 1.2 0.5 1.0 2.2 0.9 1.0 1.0 CIRCUIT District FIFTH CIRCUIT Louisiana Eastern Middle Western Mississippi Northern Southern Texas Eastern Northern Southern Western SIXTH CIRCUIT Kentucky Eastern Western Michigan Eastern Western Ohio Northern Southern Tennessee Eastern Middle Western SEVENTH CIRCUIT Illinois Central Northern Southern Indiana Northern Southern Wisconsin Eastern Western EIGHTH CIRCUIT Arkansas Eastern Western Iowa Northern Southern Minnesota Missouri Eastern Western Nebraska North Dakota South Dakota SENTENCED WITHIN GUIDELINE RANGE TOTAL 94,692 N 66,983 2,039 950 1,726 833 1,657 4,713 4,931 37,462 40,381 1,407 577 1,220 520 1,301 3,430 3,095 23,608 31,825 % 70.7 69.0 60.7 70.7 62.4 78.5 72.8 62.8 63.0 78.8 27,293 13,920 51.0 3,127 2,253 3,928 2,439 3,777 3,287 3,842 1,536 3,104 1,495 1,378 1,978 1,482 1,913 1,161 2,276 672 1,565 47.8 61.2 50.4 60.8 50.6 35.3 59.2 43.8 50.4 15,200 7,685 50.6 1,885 4,473 1,687 2,219 1,574 2,428 934 1,037 1,953 1,234 1,346 837 754 524 55.0 43.7 73.1 60.7 53.2 31.1 56.1 487 25 21 18 0 5 44 85 204 85 131 7 8 12 31 6 13 15 16 23 64 5 15 21 5 10 3 5 25,394 14,383 56.6 170 1,958 1,362 2,193 2,224 2,600 4,704 3,688 3,053 1,352 2,260 1,253 1,007 1,351 983 898 2,602 2,091 1,868 754 1,576 64.0 73.9 61.6 44.2 34.5 55.3 56.7 61.2 55.8 69.7 9 2 55 8 5 13 11 26 1 40 14 REMAINING ABOVE RANGE N 121 % 0.1 5 0 11 0 5 7 6 24 63 36 1 1 5 7 8 6 6 1 1 21 1 5 4 7 1 3 0 30 4 2 7 1 1 3 5 5 2 0 0.2 0.0 0.6 0.0 0.3 0.1 0.1 0.1 0.2 0.1 0.0 0.0 0.1 0.3 0.2 0.2 0.2 0.1 0.0 0.1 0.1 0.1 0.2 0.3 0.1 0.1 0.0 0.1 0.2 0.1 0.3 0.0 0.0 0.1 0.1 0.2 0.1 0.0 CIRCUIT District FIFTH CIRCUIT Louisiana Eastern Middle Western Mississippi Northern Southern Texas Eastern Northern Southern Western SIXTH CIRCUIT Kentucky Eastern Western Michigan Eastern Western Ohio Northern Southern Tennessee Eastern Middle Western SEVENTH CIRCUIT Illinois Central Northern Southern Indiana Northern Southern Wisconsin Eastern Western EIGHTH CIRCUIT Arkansas Eastern Western Iowa Northern Southern Minnesota Missouri Eastern Western Nebraska North Dakota South Dakota §5K1.1 SUBSTANTIAL ASSISTANCE % N §5K3.1 EARLY DISPOSITION N 6,729 7.1 5,259 215 184 156 176 138 409 748 2,129 2,574 10.5 19.4 9.0 21.1 8.3 8.7 15.2 5.7 6.4 6,385 23.4 1,150 392 757 330 907 949 967 281 652 36.8 17.4 19.3 13.5 24.0 28.9 25.2 18.3 21.0 2,481 16.3 368 697 119 438 232 549 78 19.5 15.6 7.1 19.7 14.7 22.6 8.4 2 11 1 0 0 8 13 4,814 410 35 0 18 5 0 1 7 0 0 4 22 1 16 0 1 0 1 3 % 5.6 0.1 1.2 0.1 0.0 0.0 0.2 0.3 12.9 1.0 0.1 0.0 0.8 0.1 0.0 0.0 0.2 0.0 0.0 0.1 0.1 0.1 0.4 0.0 0.0 0.0 0.0 0.3 OTHER GOV'T SPONSORED % N BELOW RANGE DEPARTURE % N BELOW RANGE DEPARTURE W/BOOKER % N BELOW RANGE W/BOOKER % N REMAINING BELOW RANGE N % 2,547 2.7 3,077 3.2 275 0.3 6,901 7.3 793 0.8 53 5 10 29 9 405 114 1,368 554 2.6 0.5 0.6 3.5 0.5 8.6 2.3 3.7 1.4 39 5 9 4 16 107 32 2,043 822 1.9 0.5 0.5 0.5 1.0 2.3 0.6 5.5 2.0 24 5 17 1 4 28 19 71 106 1.2 0.5 1.0 0.1 0.2 0.6 0.4 0.2 0.3 173 116 172 60 118 216 532 2,830 2,684 8.5 12.2 10.0 7.2 7.1 4.6 10.8 7.6 6.6 20 2 34 9 36 25 19 84 564 1.0 0.2 2.0 1.1 2.2 0.5 0.4 0.2 1.4 999 3.7 477 1.7 513 1.9 4,149 15.2 283 1.0 54 160 112 15 96 258 39 159 106 1.7 7.1 2.9 0.6 2.5 7.8 1.0 10.4 3.4 16 38 63 51 63 122 46 35 43 0.5 1.7 1.6 2.1 1.7 3.7 1.2 2.3 1.4 9 12 61 50 62 179 21 46 73 0.3 0.5 1.6 2.1 1.6 5.4 0.5 3.0 2.4 328 223 882 387 608 482 395 290 554 10.5 9.9 22.5 15.9 16.1 14.7 10.3 18.9 17.8 15 15 26 15 65 68 36 6 37 0.5 0.7 0.7 0.6 1.7 2.1 0.9 0.4 1.2 609 4.0 304 2.0 518 3.4 2,953 19.4 251 1.7 53 80 38 80 104 252 2 2.8 1.8 2.3 3.6 6.6 10.4 0.2 25 122 23 37 24 16 57 1.3 2.7 1.4 1.7 1.5 0.7 6.1 23 371 53 27 4 5 35 1.2 8.3 3.1 1.2 0.3 0.2 3.7 345 1,050 119 200 290 731 218 18.3 23.5 7.1 9.0 18.4 30.1 23.3 12 106 31 38 3 61 0 0.6 2.4 1.8 1.7 0.2 2.5 0.0 3,825 15.1 223 0.9 947 3.7 421 1.7 315 1.2 4,487 17.7 210 0.8 223 175 386 475 668 688 708 109 335 58 11.4 12.8 17.6 21.4 25.7 14.6 19.2 3.6 24.8 2.6 0 5 31 1 5 1 0 165 12 3 0.0 0.4 1.4 0.0 0.2 0.0 0.0 5.4 0.9 0.1 60 5 31 166 41 219 130 193 40 62 3.1 0.4 1.4 7.5 1.6 4.7 3.5 6.3 3.0 2.7 38 12 6 12 66 64 34 41 35 113 1.9 0.9 0.3 0.5 2.5 1.4 0.9 1.3 2.6 5.0 32 5 5 17 77 78 27 23 11 40 1.6 0.4 0.2 0.8 3.0 1.7 0.7 0.8 0.8 1.8 257 138 263 509 804 937 569 556 136 318 13.1 10.1 12.0 22.9 30.9 19.9 15.4 18.2 10.1 14.1 28 5 3 24 16 48 27 37 8 14 1.4 0.4 0.1 1.1 0.6 1.0 0.7 1.2 0.6 0.6 15 CIRCUIT District NINTH CIRCUIT Alaska Arizona California Central Eastern Northern Southern Guam Hawaii Idaho Montana Nevada Northern Mariana Islands Oregon Washington Eastern Western TENTH CIRCUIT Colorado Kansas New Mexico Oklahoma Eastern Northern Western Utah Wyoming SENTENCED WITHIN GUIDELINE RANGE TOTAL 90,677 864 31,420 N 36,640 374 13,068 9,326 4,982 4,026 23,300 291 1,192 1,527 1,895 2,722 97 3,122 1,842 4,071 32,362 2,735 3,483 16,244 496 986 2,255 4,350 1,813 3,110 2,140 1,939 7,869 189 504 687 1,297 1,679 77 1,243 710 1,754 18,967 1,464 1,886 10,032 352 669 1,590 1,903 1,071 % 40.4 43.3 41.6 33.3 43.0 48.2 33.8 64.9 42.3 45.0 68.4 61.7 79.4 39.8 38.5 43.1 58.6 53.5 54.1 61.8 71.0 67.8 70.5 43.7 59.1 ELEVENTH CIRCUIT Alabama Middle Northern Southern Florida Middle Northern Southern Georgia Middle Northern Southern 34,894 22,080 63.3 1,184 2,273 2,183 8,188 1,842 10,937 1,770 3,457 3,060 688 1,455 1,362 4,404 1,233 7,274 1,376 1,874 2,414 58.1 64.0 62.4 53.8 66.9 66.5 77.7 54.2 78.9 REMAINING ABOVE RANGE N 131 2 24 22 10 8 47 1 1 1 7 3 0 4 1 0 29 4 3 14 0 0 1 4 3 49 0 3 1 9 2 26 3 3 2 % 0.1 0.2 0.1 0.2 0.2 0.2 0.2 0.3 0.1 0.1 0.4 0.1 0.0 0.1 0.1 0.0 0.1 0.1 0.1 0.1 0.0 0.0 0.0 0.1 0.2 0.1 0.0 0.1 0.0 0.1 0.1 0.2 0.2 0.1 0.1 ABOVE RANGE DEPARTURE % N ABOVE RANGE DEPARTURE W/BOOKER % N ABOVE RANGE W/BOOKER N % 105 7 22 27 7 15 6 4 1 1 3 1 1 0 9 1 14 4 6 2 0 0 0 0 2 53 2 4 2 5 5 19 9 7 0 0.1 0.8 0.1 0.3 0.1 0.4 0.0 1.4 0.1 0.1 0.2 0.0 1.0 0.0 0.5 0.0 0.0 0.1 0.2 0.0 0.0 0.0 0.0 0.0 0.1 0.2 0.2 0.2 0.1 0.1 0.3 0.2 0.5 0.2 0.0 528 6 89 88 42 52 41 1 12 13 40 35 0 34 44 31 259 20 130 23 3 1 45 23 14 516 33 33 17 108 22 125 29 46 103 0.6 0.7 0.3 0.9 0.8 1.3 0.2 0.3 1.0 0.9 2.1 1.3 0.0 1.1 2.4 0.8 0.8 0.7 3.7 0.1 0.6 0.1 2.0 0.5 0.8 1.5 2.8 1.5 0.8 1.3 1.2 1.1 1.6 1.3 3.4 471 5 305 26 13 5 44 1 1 5 13 13 0 7 16 17 116 5 23 44 2 6 4 22 10 67 2 1 4 15 6 12 3 9 15 0.5 0.6 1.0 0.3 0.3 0.1 0.2 0.3 0.1 0.3 0.7 0.5 0.0 0.2 0.9 0.4 0.4 0.2 0.7 0.3 0.4 0.6 0.2 0.5 0.6 0.2 0.2 0.0 0.2 0.2 0.3 0.1 0.2 0.3 0.5 16 CIRCUIT District NINTH CIRCUIT Alaska Arizona California Central Eastern Northern Southern Guam Hawaii Idaho Montana Nevada Northern Mariana Islands Oregon Washington Eastern Western TENTH CIRCUIT Colorado Kansas New Mexico Oklahoma Eastern Northern Western Utah Wyoming ELEVENTH CIRCUIT Alabama Middle Northern Southern Florida Middle Northern Southern Georgia Middle Northern Southern §5K1.1 SUBSTANTIAL ASSISTANCE % N 6,705 144 935 1,109 617 367 1,248 49 346 363 247 236 9 503 154 378 2,215 512 556 396 70 163 149 194 175 7.4 16.7 3.0 11.9 12.4 9.1 5.4 16.8 29.0 23.8 13.0 8.7 9.3 16.1 8.4 9.3 6.8 18.7 16.0 2.4 14.1 16.5 6.6 4.5 9.7 §5K3.1 EARLY DISPOSITION N 30,018 1 14,013 2,114 1,387 443 11,132 0 0 152 0 34 0 274 291 177 3,740 46 19 2,527 0 1 0 1,117 30 % 33.1 0.1 44.6 22.7 27.8 11.0 47.8 0.0 0.0 10.0 0.0 1.2 0.0 8.8 15.8 4.3 11.6 1.7 0.5 15.6 0.0 0.1 0.0 25.7 1.7 OTHER GOV'T SPONSORED % N BELOW RANGE DEPARTURE % N BELOW RANGE DEPARTURE W/BOOKER % N BELOW RANGE W/BOOKER % N REMAINING BELOW RANGE N % 5,145 110 897 778 193 525 687 4 10 38 28 227 3 456 223 966 2,900 180 438 1,843 10 2 21 253 153 5.7 12.7 2.9 8.3 3.9 13.0 2.9 1.4 0.8 2.5 1.5 8.3 3.1 14.6 12.1 23.7 9.0 6.6 12.6 11.3 2.0 0.2 0.9 5.8 8.4 1,644 11 395 259 68 56 637 3 9 16 16 48 0 43 27 56 600 67 21 347 2 7 17 106 33 1.8 1.3 1.3 2.8 1.4 1.4 2.7 1.0 0.8 1.0 0.8 1.8 0.0 1.4 1.5 1.4 1.9 2.4 0.6 2.1 0.4 0.7 0.8 2.4 1.8 761 45 138 181 30 88 128 1 4 15 11 10 4 33 19 54 253 25 11 119 3 3 12 18 62 0.8 5.2 0.4 1.9 0.6 2.2 0.5 0.3 0.3 1.0 0.6 0.4 4.1 1.1 1.0 1.3 0.8 0.9 0.3 0.7 0.6 0.3 0.5 0.4 3.4 7,646 143 1,408 1,314 446 484 1,230 33 293 217 221 392 3 506 340 616 3,149 395 382 845 53 134 410 679 251 8.4 16.6 4.5 14.1 9.0 12.0 5.3 11.3 24.6 14.2 11.7 14.4 3.1 16.2 18.5 15.1 9.7 14.4 11.0 5.2 10.7 13.6 18.2 15.6 13.8 883 16 126 298 29 44 231 5 11 19 12 44 0 19 8 21 120 13 8 52 1 0 6 31 9 1.0 1.9 0.4 3.2 0.6 1.1 1.0 1.7 0.9 1.2 0.6 1.6 0.0 0.6 0.4 0.5 0.4 0.5 0.2 0.3 0.2 0.0 0.3 0.7 0.5 4,999 14.3 113 0.3 596 1.7 373 1.1 349 1.0 5,489 15.7 210 0.6 289 457 436 1,551 324 994 198 480 270 24.4 20.1 20.0 18.9 17.6 9.1 11.2 13.9 8.8 4 0 0 75 3 24 5 1 1 0.3 0.0 0.0 0.9 0.2 0.2 0.3 0.0 0.0 23 15 16 110 1 172 26 198 35 1.9 0.7 0.7 1.3 0.1 1.6 1.5 5.7 1.1 8 10 14 116 24 82 6 87 26 0.7 0.4 0.6 1.4 1.3 0.7 0.3 2.5 0.8 3 7 10 101 16 145 5 59 3 0.3 0.3 0.5 1.2 0.9 1.3 0.3 1.7 0.1 128 279 315 1,650 200 1,963 106 667 181 10.8 12.3 14.4 20.2 10.9 17.9 6.0 19.3 5.9 4 9 6 44 6 101 4 26 10 0.3 0.4 0.3 0.5 0.3 0.9 0.2 0.8 0.3 Of the 412,170 cases, 9,247 were excluded because information was missing from the submitted documents that prevented the comparison of the sentence and the guideline range. The information needed to determine the relationship between the sentence imposed and the guideline range was missing in five percent or more of the cases received from: Middle Georgia (19.0%), Western Oklahoma (9.9%), Eastern Virginia (9.5%), Arizona (6.8%), Maryland (6.6%), Western Louisiana (5.6%), and Middle Tennessee (5.0%). SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 17 Table 10 SENTENCES RELATIVE TO THE GUIDELINE RANGE BY SELECTED PRIMARY OFFENSE CATEGORY Fiscal Years 2008 - 2012 National WITHIN GUIDELINE RANGE ABOVE RANGE DEPARTURE ABOVE RANGE DEPARTURE W/BOOKER ABOVE RANGE W/BOOKER REMAINING ABOVE RANGE PRIMARY OFFENSE TOTAL N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 402,882 223,752 4,941 120,682 3,572 40,339 7,393 37,921 2,088 4,576 129,961 51,409 2,929 55,979 3,370 24,651 5,387 21,241 1,382 3,047 77,584 28,182 55.5 59.3 46.4 94.3 61.1 72.9 56.0 66.2 66.6 59.7 54.8 1,888 63 290 17 366 22 159 1 24 543 403 0.5 1.3 0.2 0.5 0.9 0.3 0.4 0.0 0.5 0.4 0.8 653 31 74 7 134 17 83 2 18 141 146 0.2 0.6 0.1 0.2 0.3 0.2 0.2 0.1 0.4 0.1 0.3 4,304 115 520 32 796 89 510 9 85 1,285 863 1.1 2.3 0.4 0.9 2.0 1.2 1.3 0.4 1.9 1.0 1.7 516 12 95 7 99 18 65 2 10 117 91 0.1 0.2 0.1 0.2 0.2 0.2 0.2 0.1 0.2 0.1 0.2 Judge Joseph F. Bataillon WITHIN GUIDELINE RANGE ABOVE RANGE DEPARTURE ABOVE RANGE DEPARTURE W/BOOKER ABOVE RANGE W/BOOKER REMAINING ABOVE RANGE PRIMARY OFFENSE TOTAL N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 882 10 316 2 137 11 86 5 3 183 129 503 8 180 2 90 10 49 5 2 98 59 57.0 80.0 57.0 100.0 65.7 90.9 57.0 100.0 66.7 53.6 45.7 8 0 1 0 0 0 0 0 0 7 0 0.9 0.0 0.3 0.0 0.0 0.0 0.0 0.0 0.0 3.8 0.0 1 0 0 0 0 0 0 0 0 1 0 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.5 0.0 15 0 0 0 1 0 0 0 0 9 5 1.7 0.0 0.0 0.0 0.7 0.0 0.0 0.0 0.0 4.9 3.9 2 0 1 0 0 0 0 0 0 1 0 0.2 0.0 0.3 0.0 0.0 0.0 0.0 0.0 0.0 0.5 0.0 18 National §5K1.1 SUBSTANTIAL ASSISTANCE §5K3.1 EARLY OTHER GOV'T DISPOSITION SPONSORED DEPARTURE BELOW RANGE BELOW RANGE DEPARTURE W/BOOKER BELOW RANGE W/BOOKER REMAINING BELOW RANGE PRIMARY OFFENSE N % N % N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 48,513 523 29,802 36 4,547 411 6,033 83 472 1,504 5,102 12.0 10.6 24.7 1.0 11.3 5.6 15.9 4.0 10.3 1.2 9.9 39,585 9 7,317 5 83 12 74 5 6 9.8 0.2 6.1 0.1 0.2 0.2 0.2 0.2 0.1 31,911 163 24.6 0.3 16,995 204 5,274 26 1,885 226 1,599 77 115 3,610 3,979 4.2 4.1 4.4 0.7 4.7 3.1 4.2 3.7 2.5 2.8 7.7 8,646 137 2,240 8 790 110 658 43 79 3,422 1,159 2.1 2.8 1.9 0.2 2.0 1.5 1.7 2.1 1.7 2.6 2.3 4,369 114 1,512 1 509 65 596 36 41 594 901 1.1 2.3 1.3 0.0 1.3 0.9 1.6 1.7 0.9 0.5 1.8 50,010 777 16,770 40 6,095 899 6,347 403 619 8,305 9,755 12.4 15.7 13.9 1.1 15.1 12.2 16.7 19.3 13.5 6.4 19.0 3,651 27 809 23 384 137 556 45 60 945 665 0.9 0.5 0.7 0.6 1.0 1.9 1.5 2.2 1.3 0.7 1.3 Judge Joseph F. Bataillon §5K1.1 SUBSTANTIAL ASSISTANCE §5K3.1 EARLY OTHER GOV'T DISPOSITION SPONSORED DEPARTURE BELOW RANGE BELOW RANGE DEPARTURE W/BOOKER BELOW RANGE W/BOOKER REMAINING BELOW RANGE PRIMARY OFFENSE N % N % N % N % N % N % N % TOTAL Robbery Drugs - Trafficking Drugs - Simple Possession Firearms Larceny Fraud Embezzlement Forgery/Counterfeiting Immigration Other Miscellaneous Offenses 37 0 24 0 5 0 1 0 0 2 5 4.2 0.0 7.6 0.0 3.6 0.0 1.2 0.0 0.0 1.1 3.9 39 0 1 0 0 0 0 0 0 4.4 0.0 0.3 0.0 0.0 0.0 0.0 0.0 0.0 38 0 20.8 0.0 72 1 23 0 14 0 4 0 0 11 19 8.2 10.0 7.3 0.0 10.2 0.0 4.7 0.0 0.0 6.0 14.7 21 0 13 0 4 0 2 0 0 1 1 2.4 0.0 4.1 0.0 2.9 0.0 2.3 0.0 0.0 0.5 0.8 8 0 5 0 2 0 0 0 0 0 1 0.9 0.0 1.6 0.0 1.5 0.0 0.0 0.0 0.0 0.0 0.8 160 1 63 0 20 1 28 0 1 12 34 18.1 10.0 19.9 0.0 14.6 9.1 32.6 0.0 33.3 6.6 26.4 16 0 5 0 1 0 2 0 0 3 5 1.8 0.0 1.6 0.0 0.7 0.0 2.3 0.0 0.0 1.6 3.9 Of the 412,170 guideline cases, 9,288 cases were excluded due to one or both of the following reasons: missing information from the submitted documents that prevented the comparison of the sentence and the guideline range (9,247) or missing primary offense (50). Of the 884 guideline cases sentenced by Judge Joseph F. Bataillon, two cases were excluded due to missing information from the from the submitted documents that prevented the comparison of the sentence and the guideline range. SOURCE: U.S. Sentencing Commission, 2008 - 2012 Datafiles, USSCFY08 - USSCFY12. 19

=== 2012-2014 ===

United States Sentencing Commission Judge Sentencing Data Fiscal Years 2012 - 2014 Prepared for Judge Joseph F. Bataillon SENTENCE LENGTH IN EACH PRIMARY OFFENSE CATEGORY1 Fiscal Years 2012 - 2014 PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses National Median Months 24 240 41 175 120 21 60 60 54 30 6 57 18 36 1 12 6 12 13 12 18 57 4 12 10 96 12 12 0 36 14 0 0 Number 240,037 229 162 139 1,396 2,213 2,478 171 68,312 1,131 6,126 24,098 116 234 4,176 24,086 1,000 2,320 726 1,873 2,537 2,647 235 169 73,758 5,861 1,304 3,978 588 348 55 248 7,323 Mean Months 44 265 58 208 132 32 77 79 70 32 5 83 22 62 9 25 10 18 20 15 33 88 5 35 16 134 14 19 3 48 16 7 16 Mean Months 47 -- -- -- 69 20 48 -- 87 -- 1 50 -- -- 7 8 16 15 -- 7 19 34 -- -- 10 99 -- 18 2 -- -- -- 9 Nebraska Median Months Number 24 -- -- -- 45 15 46 -- 70 -- 0 36 -- -- 3 5 9 10 -- 6 12 15 -- -- 5 84 -- 17 0 -- -- -- 2 1,809 0 0 0 18 42 12 0 669 1 4 162 2 0 20 236 4 10 0 23 9 4 0 0 425 78 2 52 6 0 0 2 28 Judge Joseph F. Bataillon Mean Median Months Months 34 12 -- -- -- -- -- -- 48 59 18 18 45 43 -- -- 60 65 -- -- -- -- 30 39 -- -- -- -- 0 0 2 5 -- -- 10 7 -- -- 12 13 -- -- -- -- -- -- -- -- 6 10 60 94 -- -- 18 22 -- -- -- -- -- -- -- -- 3 8 Number 497 0 0 0 10 11 6 0 145 0 1 41 1 0 3 87 2 3 0 5 1 2 0 0 125 24 0 18 0 0 0 0 12 1 This table reflects the 240,044 cases sentenced nationally in Fiscal Years 2012 - 2014, 1,809 of which were from the District of Nebraska and 497 of which were sentenced by Judge Joseph F. Bataillon. Of these, 7 nationally were excluded due to missing or indeterminable sentencing information, while none from the District of Nebraska or sentenced by Judge Joseph F. Bataillon were excluded. Sentences of probation only are included in this table as zero months of imprisonment. In addition, the information presented in this table includes time of confinement as described in USSG §5C1.1. SOURCE: U.S. Sentencing Commission, 2012 - 2014 Datafiles, USSCFY12 - USSCFY14. Judge Joseph F. Bataillon N 495 238 % 100.0 48.1 COMPARISON OF SENTENCE IMPOSED AND POSITION RELATIVE TO THE GUIDELINE RANGE1 Fiscal Years 2012 - 2014 TOTAL CASES1 National Nebraska N % N % 235,428 100.0 1,805 100.0 CASES SENTENCED WITHIN GUIDELINE RANGE 117,683 50.0 CASES SENTENCED ABOVE GUIDELINE RANGE DEPARTURE ABOVE GUIDELINE RANGE Upward Departure From Guideline Range Upward Departure With Booker /18 U.S.C. § 3553 OTHERWISE ABOVE GUIDELINE RANGE Above Guideline Range With Booker /18 U.S.C. § 3553 All Remaining Cases Above Guideline Range GOVERNMENT SPONSORED BELOW RANGE §5K1.1 Substantial Assistance Departure §5K3.1 Early Disposition Program Departure Other Government Sponsored Below Range NON-GOVERNMENT SPONSORED BELOW RANGE DEPARTURE BELOW GUIDELINE RANGE Downward Departure From Guideline Range Downward Departure With Booker /18 U.S.C. § 3553 OTHERWISE BELOW GUIDELINE RANGE Below Guideline Range With Booker /18 U.S.C. § 3553 All Remaining Cases Below Guideline Range 4,957 1,575 1,193 382 3,382 3,146 236 67,455 28,687 24,574 14,194 45,333 7,993 5,681 2,312 37,340 35,900 1,440 2.1 0.7 0.5 0.2 1.4 1.3 0.1 28.7 12.2 10.4 6.0 19.3 3.4 2.4 1.0 15.9 15.2 0.6 953 16 2 2 0 14 14 0 406 94 177 135 430 47 34 13 383 372 11 52.8 0.9 0.1 0.1 0.0 0.8 0.8 0.0 3 0 0 0 3 3 0 22.5 105 5.2 9.8 7.5 20 51 34 23.8 149 2.6 1.9 0.7 21.2 20.6 0.6 26 21 5 123 120 3 0.6 0.0 0.0 0.0 0.6 0.6 0.0 21.2 4.0 10.3 6.9 30.1 5.3 4.2 1.0 24.8 24.2 0.6 AVERAGE EXTENT OF DEPARTURE FOR BELOW RANGE SENTENCES TOTAL CASES WITH BELOW RANGE SENTENCES GOVERNMENT SPONSORED BELOW RANGE §5K1.1 Substantial Assistance Departure §5K3.1 Early Disposition Program Departure Other Government Sponsored Below Range NON-GOVERNMENT SPONSORED BELOW RANGE % 47.1 48.0 55.4 40.2 45.6 45.9 % 49.5 50.0 69.6 44.9 42.9 49.1 % 50.9 48.6 67.2 44.5 44.2 52.6 1See Sourcebook of Federal Sentencing Statistics , Appendix A, for definition of the terms used on this page. SOURCE: U.S. Sentencing Commission, 2012 - 2014 Datafiles, USSCFY12 - USSCFY14.

=== 2015-2016 ===

United States Sentencing Commission Judge Sentencing Data Fiscal Years 2015 - 2016 Prepared for Judge Joseph F. Bataillon SENTENCE LENGTH IN EACH PRIMARY OFFENSE CATEGORY1 Fiscal Years 2015 - 2016 PRIMARY OFFENSE TOTAL Murder Manslaughter Kidnapping/Hostage Taking Sexual Abuse Assault Robbery Arson Drugs - Trafficking Drugs - Communication Facility Drugs - Simple Possession Firearms Burglary/B&E Auto Theft Larceny Fraud Embezzlement Forgery/Counterfeiting Bribery Tax Money Laundering Racketeering/Extortion Gambling/Lottery Civil Rights Immigration Child Pornography Prison Offenses Administration of Justice Offenses Environmental/Wildlife National Defense Antitrust Food & Drug Other Miscellaneous Offenses National Median Months 21 240 60 235 120 16 60 60 50 24 6 57 12 42 0 13 0 12 15 10 18 51 0 12 8 97 10 12 0 36 7 0 0 Number 138,742 178 109 82 1,148 1,565 1,441 105 39,269 587 4,161 14,374 59 107 1,948 13,937 663 961 414 1,084 1,393 1,920 151 91 40,822 3,840 960 2,214 314 200 36 261 4,348 Mean Months 44 265 74 237 137 29 75 74 67 28 5 77 20 88 9 26 9 17 25 13 30 82 5 29 14 149 13 17 4 58 20 7 17 Mean Months 50 -- -- -- 39 18 114 -- 77 -- -- 64 -- -- 4 13 4 13 -- 10 -- 37 -- -- 9 111 -- 13 0 -- -- -- 9 Nebraska Median Months Number 30 -- -- -- 37 12 62 -- 63 -- -- 37 -- -- 2 6 0 14 -- 1 -- 34 -- -- 4 72 -- 12 0 -- -- -- 0 1,132 0 1 0 7 37 12 2 446 0 2 110 0 0 8 127 5 8 0 6 2 10 0 0 219 74 1 37 3 0 0 0 15 Judge Joseph F. Bataillon Mean Median Months Months 40 24 -- -- -- -- -- -- 0 12 16 18 74 76 -- -- 48 62 -- -- -- -- 36 48 -- -- -- -- -- -- 6 11 -- -- 12 15 -- -- -- -- -- -- -- -- -- -- -- -- 4 9 60 84 -- -- 14 15 -- -- -- -- -- -- -- -- 0 5 Number 348 0 0 0 3 15 4 2 130 0 0 34 0 0 2 36 2 3 0 1 1 2 0 0 68 24 1 10 0 0 0 0 10 1 This table reflects the 138,745 cases sentenced nationally in fiscal years 2015 - 2016, 1,132 of which were from the District of Nebraska and 348 of which were sentenced by Judge Joseph F. Bataillon. Of these, three nationally were excluded due to missing or indeterminable sentencing information, while none from the District of Nebraska or sentenced by Judge Joseph F. Bataillon were excluded. Sentences of probation only are included in this table as zero months of imprisonment. In addition, the information presented in this table includes time of confinement as described in USSG §5C1.1. SOURCE: U.S. Sentencing Commission, 2015 - 2016 Datafiles, USSCFY15 - USSCFY16. COMPARISON OF SENTENCE IMPOSED AND POSITION RELATIVE TO THE GUIDELINE RANGE1 Fiscal Years 2015 - 2016 TOTAL CASES1 National Nebraska N % N % 135,231 100.0 1,130 100.0 CASES SENTENCED WITHIN GUIDELINE RANGE 64,781 47.9 CASES SENTENCED ABOVE GUIDELINE RANGE DEPARTURE ABOVE GUIDELINE RANGE Upward Departure From Guideline Range Upward Departure With Booker /18 U.S.C. § 3553 OTHERWISE ABOVE GUIDELINE RANGE Above Guideline Range With Booker /18 U.S.C. § 3553 All Remaining Cases Above Guideline Range GOVERNMENT SPONSORED BELOW RANGE §5K1.1 Substantial Assistance Departure §5K3.1 Early Disposition Program Departure Other Government Sponsored Below Range 3,123 863 666 197 2,260 2,133 127 38,870 15,913 12,254 10,703 2.3 0.6 0.5 0.1 1.7 1.6 0.1 28.7 11.8 9.1 7.9 NON-GOVERNMENT SPONSORED BELOW RANGE 28,457 21.0 DEPARTURE BELOW GUIDELINE RANGE Downward Departure From Guideline Range Downward Departure With Booker /18 U.S.C. § 3553 OTHERWISE BELOW GUIDELINE RANGE Below Guideline Range With Booker /18 U.S.C. § 3553 All Remaining Cases Below Guideline Range 3,972 2,842 1,130 24,485 23,716 769 2.9 2.1 0.8 18.1 17.5 0.6 552 19 0 0 0 19 19 0 48.8 1.7 0.0 0.0 0.0 1.7 1.7 0.0 283 25.0 57 95 131 276 25 12 13 251 237 14 5.0 8.4 11.6 24.4 2.2 1.1 1.2 22.2 21.0 1.2 Judge Joseph F. Bataillon N 348 156 % 100.0 44.8 4 0 0 0 4 4 0 97 21 24 52 91 16 7 9 75 73 2 1.1 0.0 0.0 0.0 1.1 1.1 0.0 27.9 6.0 6.9 14.9 26.1 4.6 2.0 2.6 21.6 21.0 0.6 AVERAGE EXTENT OF DEPARTURE FOR BELOW RANGE SENTENCES TOTAL CASES WITH BELOW RANGE SENTENCES GOVERNMENT SPONSORED BELOW RANGE §5K1.1 Substantial Assistance Departure §5K3.1 Early Disposition Program Departure Other Government Sponsored Below Range NON-GOVERNMENT SPONSORED BELOW RANGE % 49.2 51.0 56.3 46.8 48.0 46.7 % 50.4 50.4 68.9 46.4 45.0 50.4 % 50.6 50.9 75.4 42.5 44.8 50.4 1See Sourcebook of Federal Sentencing Statistics , Appendix A, for definition of the terms used on this page. SOURCE: U.S. Sentencing Commission, 2015 - 2016 Datafiles, USSCFY15 - USSCFY16.

=== View ===

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEBRASKA UNITED STATES OF AMERICA, vs. , Plaintiff, Defendant. Case No. ORDER ON SENTENCING SCHEDULE (Judges Bataillon & Strom) Pursuant to the Local Rules of Practice (see NECrimR. 32.1(b , and the sentencing practices of this court more generally, and to set a schedule and a procedure for sentencing before the sentencing judge, 1. 2. 3. 4. 5. IT IS ORDERED that the following deadlines and procedures are set in this case: : Counsel's respective versions of the offense(s) to the probation office; : Financial information, restitution proposal and any chemical dependency/mental health evaluation to the probation office by counsel; : Initial presentence report to counsel by the probation office. Defense counsel will insure that (a) the defendant has had an opportunity to read the initial PSR, or, if the defendant is not fluent in English, that an interpreter has read it to the defendant, and (b) the defendant has had an opportunity to voice any objections to defense counsel, before defense counsel submits objections to the initial PSR; : Written objections by counsel to the initial presentence report to the probation officer; : Probation office's submission to the judge and counsel of initial or revised presentence report with changes, if any, responsive to counsels’ objections, and, if needed, an addendum explaining the probation officer’s position regarding any objections to the presentence report previously submitted by counsel; 6. : (a) Any proposals to the probation office for community service, community confinement, intermittent confinement or home detention; (b) Motions to the court: (1) for departure under the guidelines (including, but not limited to, motions by the government); and (2) for deviation or variance from the guidelines as allowed by the Supreme Court’s decision in United States v. Booker, 125 S. Ct. 738 (2005) or its progeny; (c) Counsel's filing and serving on all other parties and the probation officer a written statement of position respecting each of the unresolved objections to the presentence report, including the specific nature of each objection to the presentence report. (d) If evidence is to be offered in support of or in opposition to a motion under subparagraph (b) of this paragraph or in support of or in opposition to an objection under subparagraph (c) of this paragraph 6, it must be: by affidavit, letter, report or other document attached to the statement of position or by oral testimony at the sentencing hearing. If oral testimony is desired, a request must be made in the statement of position and the statement of position must reveal (1) the nature of the expected testimony, (2) the necessity for oral testimony, instead of documentary evidence, such as affidavits, (3) the identity of each proposed witness, and (4) the length of time anticipated for presentation of the direct examination of the witness or witnesses. If a request for oral or documentary evidence is made by one party but not by the adverse party, the adverse party within five working days thereafter may make a responsive request for oral or documentary evidence, setting out details in the same manner as required by this paragraph 6(d). (e) Objections should be supported by a brief if a substantial issue of law is raised. Motions for departure should be supported by a brief that explains why the departure from the guideline sentencing range is justified by normal guideline departure theory. Motions for deviation or variance from the guidelines as allowed under Booker or its progeny should be supported by a brief that explains why a sentence other than that called for under the guidelines is justified by a principle of law that is different in kind or degree from the normal principles of law applied under a strict application of the guidelines. (f) It is expected that any objection first raised in a party’s statement of position will be addressed at the judge’s discretion, and that no consideration will be given to any sentencing factor first raised after the filing of the written statement. 7. 8. ______________________ [compute one week prior to sentencing date]: Counsel shall notify the sentencing judge if the sentencing hearing is expected to last longer than one-half hour. : Sentencing before Judge __________. The probation officer is directed to provide copies of any sentencing recommendation to counsel for the government and counsel for the defendant at the time the recommendation is submitted to the sentencing judge. The dates in paragraphs 3 and 4 of this order may be altered by written notice to counsel and the judge by the probation office. DATED this day of , 200_. BY THE COURT: s/ United States District Judge 2