Waivers of State Sovereign Immunity and the Ideology of the Eleventh Amendment

Siegel, Jonathan R.

Journal: Duke Law Journal

Volume: 52

First Page: 1167

Year: 2003

Bluebook Citation: 52 DUKE L.J. 1167 (2003)

Author: Jonathan R. R. Siegel: all 11 publications


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Most recently cited by8
  • 2012Whitney ex rel. Whitney v. Division of Juvenile Justice Services 10th Cir.
  • 2011Graham County Board of Elections v. Graham County Board of Commissioners N.C. Ct. App.
  • 2011Simmons v. Sabine River Authority W.D. La.
  • 2008Lombardo v. Pennsylvania, Department of Public Welfare 3d Cir.
  • 2005Boone v. Pennsylvania Office of Vocational Rehabilitation M.D. Pa.
  • 2005Meyers ex rel. Benzing v. Texas 5th Cir.
  • 2004Ossen v. Department of Social Services (In re Charter Oak Associates) 2d Cir.
  • 2004New Hampshire v. Ramsey 1st Cir.

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Abstract

States normally enjoy immunity from suit by private parties, but they may waive this immunity. The Supreme Court's steady contraction of other exceptions to the rule of state sovereign immunity has renewed interest in the previously little-discussed possibilities of waiver. This Article explores the boundaries of waiver doctrine. This Article shows that, prior to 1945, the Supreme Court-even as it enforced a broad, substantive rule of state sovereign immunity-applied a sensible doctrine of waiver that balanced the interests of states with those of private parties and the federal judicial system.

The Court's traditional doctrine treated state sovereign immunity like the defense of personal jurisdiction. Failure to assert immunity in a timely fashion waived the immunity defense. This rule prevented unfair gamesmanship. Beginning in 1945, the traditional rules concerning waiver of state sovereign immunity got swept away by the overall ideological tide of state sovereign immunity doctrine.

The immunity became so important that it overrode all other considerations, including the need to run the federal judicial system in a sensible way. The new rules of waiver permitted states to abuse their immunity and waste federal judicial resources by litigating the merits of a case while holding an immunity defense in reserve. The Supreme Court's most recent decisions suggest that the Court has returned to its traditional rules concerning waiver. The Court should make clear that it has fully reinstated the traditional, sensible, non-ideologized rules of waiver.

Such rules respect the states' prerogative of refusing to be sued in a federal forum, while at the same time requiring states to assert their prerogative in an orderly way that respects the needs of the federal judicial system.

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