(c) provides for a determination by the court as to compliance with

Alabama Rules of Civil Procedure

Rule: 23

Jurisdiction: AL

Bluebook Citation: Ala. R. Civ. P. 23

Rule 23(a) and (b). Such determination must identify just which of the “fifth ingredient” criteria is present because provision for notice to the class varies depending upon which ingredient under Rule 23(b) is relied upon. For example, if Rule 23(b)(3) is found applicable, the best notice under the circumstances goes from the Clerk’s office in a form agreed upon by the parties or upon order of the court, advising the members of the class of the pendency of the action. Failure to opt out by a date certain, automatically includes the member within the class. Further, any member not requesting exclusion may appear through his counsel. As to class actions fitting the outlines of Rule 23(b)(1) or (2), no such notice procedure is required but the final judgment shall contain a finding as to whom the court has concluded to be in the class. Under Rule 23(d), the court has discretion as to requiring actual notice, but members cannot opt out as such action would defeat the very purpose of obtaining a judgment binding the class covered by Rule 23(b)(1) and (2). As to a Rule 23(b)(3) class action, the final judgment must contain a list of those who were notified and failed to request exclusion, thereby becoming members of the class. Of course, the binding effect of such a judgment is beyond the scope of the rule and depends upon the sufficiency of notice in a given case and independent application of the doctrine of res judicata. Also, Rule 23(c) empowers the court to carry only a portion of the case along as a class action and permits creation of subclasses where appropriate. Rule 23(d) is a housekeeping provision in that it permits orders during the course of the action for protection, simplification and other procedural matters. Rule 23(e) contains stock protection against unjust class action compromises. Committee Comments to October 1, 1995, Amendment to Rule 23 The amendment is technical. No substantive change is intended. Committee Comments Adopted February 13, 2004, to Rule 23 Rule 23(c)(1) should be read in conjunction with Act No. 99-250, Ala. Acts 1999, effective May 25, 1999, which is codified at §§ 6-5-640 through 642, Code of Alabama 1975. Although the act works few changes in Rule 23 as the Alabama Supreme Court has already interpreted it, § 6-5-641 does supplement the discretionary provisions of Rule 23(c)(1). The net effect of this supplementation is to provide for nondiscretionary hearing and documentation requirements in the circuit court. In addition, § 6-5-642 makes orders granting or denying class certification immediately appealable and provides for stays pending appeal. Committee Comments to Amendment to Rule 23 Effective May 1, 2021 The amendments are intended to bring Rule 23 into conformance with current practice and with §§ 6-5-640 through -642, Ala. Code 1975. Those statutes should be read carefully because they include provisions that govern important procedures for class actions in Alabama, including: (1) certain deadlines, (2) a planning conference, (3) potential stays of certain types of discovery, (4) requirements for any class-certification order, and (5) appeals. The change to Rule 23(c)(1) is intended to make clear that the deadlines in Ala. Code 1975, § 6-5-641, govern rather than the previous admonition in the rule to decide class certification "as soon as practicable." Further, Rule 23(c)(1) is amended to eliminate the reference to a "conditional" certification. Any certification must meet the full requirements of Rule 23 and Ala. Code 1975, § 6-5-641. Additionally, the amendments update the notice provisions of Rule 23(c)(2) to (1) make clear that the trial court has the discretion to require notice in actions under Rule 23(b)(1) or (b)(2), as it determines is appropriate, and (2) to recognize the possibility of using notice methods other than traditional mail. Since the United States Supreme Court, in Eisen v. Carlisle & Jacquelin, 417 U.S. 156 (1974), interpreted the individual-notice requirement for class members in Rule 23(b)(3) class actions, many courts have read the rule to require notice by first-class mail in every case. But technological change has introduced other means of communication that may sometimes provide a reliable additional or alternative method for giving notice. Although first-class mail may often be the preferred primary method of giving notice, courts and counsel have begun to employ new technology to make notice more effective. Because there is no reason to expect that technological change will cease, when selecting a method or methods of giving notice courts should consider the capacity and limits of current technology, including class members’ likely access to such technology. Finally, Rule 23(e) is amended to clarify that court approval is required for dismissal only after a class has been certified, consistent with current practice and the amendments to the Federal Rules of Civil Procedure. The amendment is not intended to affect or displace any provision of the Alabama Code. District Court Committee Comments The complexities of class actions and the jurisdictional limitations of the district court make it necessary to withhold applicability of Rule 23. Note from the reporter of decisions: The order adopting the Committee Comments to Rules 5, 15, 21, 23, 24, and 42, Alabama Rules of Civil Procedure, effective February 13, 2004, is published in that volume of Alabama Reporter that contains Alabama cases from 865 So.2d. Note from the reporter of decisions: The order amending Rule 23(c)(1), Rule 23(c)(2), and Rule 23(e), adopting the Committee Comments thereto, and amending the District Court Committee Comments to Rule 23, effective May 1, 2021, is published in that volume of Alabama Reporter that contains Alabama cases from __ So. 3d.

Chat with this court rule using AI

Ask CiteLaw's AI Navigator anything about this court rule, verify citations, and research related authorities. Sign up for CiteLaw free today to get started.