addresses the lawyer’s continuing duty of client confidentiality when the lawyer-
Ohio Rules of Professional Conduct
Rule: 1.9
Jurisdiction: OH
Bluebook Citation: Ohio Prof. Cond. R. 1.9
client relationship ends. The rule articulates the substantial relationship test adopted by the Supreme Court in Kala v. Aluminum Smelting & Refining Co., Inc. (1998), 81 Ohio St. 3d 1, citing with approval Advisory Opinion 89-013 of the Board of Commissioners on Grievances and Discipline, which also relied on the substantial relationship test to judge former client conflicts. In Kala, the Court extended the confidentiality protection of DR 4-101 to former clients by creating a presumption of shared confidences between the former client and lawyer [Rule 1.9(a)]. It further held that this presumption could be rebutted by evidence that the lawyer had no personal contact with or knowledge of the former client matter [Rule 1.9(b)]. In doing so it clarified that 62 the DR 4-101(B) prohibition against using or revealing client confidences or secrets without consent applied to former clients [Rule 1.9(c)]. Kala did not address the issue of what constitutes a substantial relationship, because the lawyer in question switched sides in the same case. The comments are consistent with appellate decisions, as well as with the Restatement (Third) of the Law Governing Lawyers §132 (2000). The only change from current Ohio law is the requirement that conflict waivers be “confirmed in writing,” consistent with other conflict provisions such as Rules 1.7 and 1.8. Division (a) restates the substantial relationship test, which extends confidentiality protection to clients the lawyer has formerly represented. This test presumes that the lawyer obtained and cannot use information relating to the representation of the former client in the same or substantially related matters, the first prong of the Kala test. Division (b) applies where the lawyer’s firm (but not the lawyer personally) represented a client, and requires that the former client show that the lawyer in question actually acquired confidential information, the second prong of the Kala test. Division (c) provides that in either actual or law firm prior representation, the prohibitions against use [Model Rule 1.8(b)] and disclosure (Model Rule 1.6) that protect current clients also extend to former clients. This is the foundation of the Kala opinion, which extended the prohibitions against use or disclosure of client confidences or secrets in DR 4-101(B) to former clients. Comparison to ABA Model Rules of Professional Conduct
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