Thomas Lee Hazen

Publications

• Rational Investing or Speculative Fever?: SPACs, Robinhood, and Digital Assets—Securities Markets or Casinos?
  18 FIU L. REV. 565 (2024) · FIU Law Review · 2024

• Tulips, Oranges, Worms, and Coins -- Virtual, Digital, or Crypto Currency and the Securities Laws
  20 N. C. J. L. & TECH. 493 (2019) · North Carolina Journal of Law & Technology · 2019
• Duties of Nonprofit Corporate Directors - Emphasizing Oversight Responsibilities
  90 N. C. L. REV. 1845 (2012) · North Carolina Law Review · 2012
• Crowdfunding or Fraudfunding - Social Networks and the Securities Laws - Why the Specially Tailored Exemption Must Be Conditioned on Meaningful Disclosure
  90 N. C. L. REV. 1735 (2012) · North Carolina Law Review · 2012
• Diversity on Corporate Boards: Limits of the Business Case and the Connection between Supporting Rationales and the Appropriate Response of the Law
  89 N. C. L. REV. 887 (2011) · North Carolina Law Review · 2011
• Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act
  15 N. C. BANK. INST. 47 (2011) · North Carolina Banking Institute · 2011
• Identifying the Duty Prohibiting Outsider Trading on Material Nonpublic Information
  61 UC L.J. 881 (2010) · UC Law Journal · 2010

• Filling a Regulatory Gap: It is Time to Regulate Over-the-Counter Derivatives
  13 N. C. BANK. INST. 123 (2009) · North Carolina Banking Institute · 2009
• Nelson Ferebee Taylor
  83 N. C. L. REV. 1 (2004) · North Carolina Law Review · 2004
• Silencing the Shareholders' Voice
  80 N. C. L. REV. 1897 (2002) · North Carolina Law Review · 2002

• Defining Illegal Insider Trading—Lessons From the European Community Directive on Insider Trading
  55 LAW & CONTEMP. PROBS. 231 (1992) · Law and Contemporary Problems · 1992
• <i>United States v. Chestman</i> - Trading Securities on the Basis of Nonpublic Informaiton in Advance of a Tender Offer
  57 BROOK. L. REV. 595 (1991) · Brooklyn Law Review · 1991
• On the Retirement of N. Ferebee Taylor
  69 N. C. L. REV. 1081 (1991) · North Carolina Law Review · 1991
• The Short-Term/Long-Term Dichotomy and Investment Theory: Implications for Securities Market Regulation and for Corporate Law
  70 N. C. L. REV. 137 (1991) · North Carolina Law Review · 1991
• Introduction
  48 WASH. & LEE L. REV. 855 (1991) · Washington and Lee Law Review · 1991
• The Corporate Persona, Contract (and Market) Failure, and Moral Values
  69 N. C. L. REV. 273 (1990) · North Carolina Law Review · 1990

• Commentary
  36 CATH. U. L. REV. 987 (1987) · Catholic University Law Review · 1987
• Rumor Control and Disclosure of Merger Negotiations or Other Control-related Transactions: Full Disclosure or "No Comment"-the Only Safe Harbors
  46 MD. L. REV. 954 (1987) · Maryland Law Review · 1987
• Corporate Directors' Accountability: The Race to the Bottom-The Second Lap
  66 N. C. L. REV. 171 (1987) · North Carolina Law Review · 1987
• Volatility And Market Inefficiency: A Commentary On The Effects Of Options, Futures, And Risk Arbitrage On The Stock Market
  44 WASH. & LEE L. REV. 789 (1987) · Washington and Lee Law Review · 1987
• Introduction
  10 N. C. J. INT'L L. 109 (1985) · North Carolina Journal of International Law · 1985
• Simulation of Legal Analysis and Instruction on the Computer
  59 IND. L.J. (1984) · Indiana Law Journal · 1984
• Taking Stock of Stock and the Sale of Closely Held Corporations: When Is Stock Not a Security
  61 N. C. L. REV. 393 (1983) · North Carolina Law Review · 1983
• Allocation of Jurisdiction between the State and Federal Courts for Private Remedies under the Federal Securities Laws
  60 N. C. L. REV. 707 (1982) · North Carolina Law Review · 1982
• Corporate Insider Trading: Reawakening The Common Law
  39 WASH. & LEE L. REV. 845 (1982) · Washington and Lee Law Review · 1982
• Implied Private Remedies Under Federal Statutes: Neither a Death Knell Nor a Moratorium--Civil Rights, Securities Regulation, and Beyond
  33 VAND. L. REV. 1333 (1980) · Vanderbilt Law Review · 1980

• Administrative Enforcement: An Evaluation of the Securities and Exchange Commission's Use of Injunctions and Other Enforcement Methods
  31 UC L.J. 427 (1979) · UC Law Journal · 1979
• The Decision to Incorporate
  58 NEB. L. REV. 627 (1979) · Nebraska Law Review · 1979
• Models of Corporate Conduct: From the Government Dominated Corporation to the Corporate Dominated Government
  58 NEB. L. REV. 100 (1978) · Nebraska Law Review · 1978
• A Look beyond the Pruning of Rule 10b-5: Implied Remedies and Section 17(a) of the Securities Act of 1933
  64 VA. L. REV. 641 (1978) · Virginia Law Review · 1978
• Transfers of Corporate Control and Duties of Controlling Shareholders-Common Law, Tender Offers, Investment Companies-And a Proposal for Reform
  125 U. PENN. L. REV. 1023 (1977) · University of Pennsylvania Law Review · 1977
• The New Pragmatism under Section 16(b) of the Securities Exchange Act
  54 N. C. L. REV. 1 (1975) · North Carolina Law Review · 1975
• Book Review: <i>Securities Regulation: Materials for a Basic Course</i> by David L. Ratnert
  54 NEB. L. REV. 435 (1975) · Nebraska Law Review · 1975