Roberta S. Karmel

Publications

• Failed Efforts At Harmonization of Securities Regulation
  17 BROOK. J. CORP. FIN. & COM. L. 87 (2022) · Brooklyn Journal of Corporate, Financial & Commercial Law · 2022

• Will Fifty Years of the SEC’s Disgorgement Remedy Be Abolished?
  71 SMU L. REV. 799 (2018) · SMU Law Review · 2018
• The Fiduciary Principle of Insider Trading Needs Revision
  56 WASH. U. J. L. & POL'Y 121 (2018) · Washington University Journal of Law & Policy · 2018
• The Challenge of Fiduciary Regulation: The Investment Advisors Act After Seventy-Five Years
  10 BROOK. J. CORP. FIN. & COM. L. (2016) · Brooklyn Journal of Corporate, Financial & Commercial Law · 2016
• Marshall J. Breger & Gary J. Edles, Independent Agencies in the United States—Law, Structure, and Politics
  65 CATH. U. L. REV. 873 (2016) · Catholic University Law Review · 2016
• The Law on Insider Trading Lacks Needed Definition
  68 SMU L. REV. 757 (2015) · SMU Law Review · 2015
• Is the Independent Director Model Broken?
  37 SEATTLE U. L. REV. 775 (2014) · Seattle University Law Review · 2014
• An Orderly Liquidation Authority is Not the Solution to Too-Big-to-Fail
  6 BROOK. J. CORP. FIN. & COM. L. (2011) · Brooklyn Journal of Corporate, Financial & Commercial Law · 2011
• Is the Public Utility Holding Company Act a Model for Breaking Up the Banks That Are Too-Big-to-Fail?
  62 UC L.J. 821 (2011) · UC Law Journal · 2011
• The Controversy Over Systemic Risk Regulation
  35 BROOK. J. INT'L L. (2010) · Brooklyn Journal of International Law · 2010
• Voting Power without Responsibility or Risk: How Should Proxy Reform Address the Decoupling of Economic and Voting Rights
  55 VILL. L. REV. 93 (2010) · Villanova Law Review (1956 - ) · 2010

• The Hardening of Soft Law in Securities Regulation
  34 BROOK. J. INT'L L. (2009) · Brooklyn Journal of International Law · 2009
• The Once and Future New York Stock Exchange: The Regulation of Global Exchanges
  1 BROOK. J. CORP. FIN. & COM. L. (2007) · Brooklyn Journal of Corporate, Financial & Commercial Law · 2007
• The EU Challenge to the SEC
  31 FORDHAM INT'L L.J. 1692 (2007) · Fordham International Law Journal · 2007
• From SEC Enforcement Attorney to Commissioner
  65 MD. L. REV. 692 (2006) · Maryland Law Review · 2006
• Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility - What Regulation by the Securities and Exchange Commission Is Appropriate
  80 NOTRE DAME L. REV. 909 (2005) · Notre Dame Law Review · 2005
• Panel Two: The Evolution of Corporate Governance
  52 AM. U. L. REV. (2003) · American University Law Review · 2003
• Reconciling Federal and State Interests in Securities Regulation in the United States and Europe
  28 BROOK. J. INT'L L. (2003) · Brooklyn Journal of International Law · 2003
• Turning Seats into Shares: Causes and Implications of Demutualization of Stock and Futures Exchanges
  53 UC L.J. 367 (2002) · UC Law Journal · 2002
• The Future of Corporate Governance Listing Requirements
  54 SMU L. REV. 325 (2001) · SMU Law Review · 2001
• Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers?
  26 BROOK. J. INT'L L. (2000) · Brooklyn Journal of International Law · 2000

• Stock Markets and the Globalization of Retirement Savings - Implications of Privatization of Government Pensions for Securities Regulators
  33 INT'L LAWYER 955 (1999) · The International Lawyer · 1999
• REGULATORY IMPLICATIONS OF INDIVIDUAL MANAGEMENT OF PENSION FUNDS: The Challenge to Financial Regulators Posted by Social Security Privatization
  64 BROOK. L. REV. 1043 (1998) · Brooklyn Law Review · 1998
• Outsider Trading on Confidential Information - A Breach in Search of a Duty
  20 CARDOZO L. REV. 83 (1998) · Cardozo Law Review · 1998
• Creating Law at the Securities and Exchange Commission: The Lawyer as Prosecutor
  61 LAW & CONTEMP. PROBS. 33 (1998) · Law and Contemporary Problems · 1998
• Is the Shingle Theory Dead?
  52 WASH. & LEE L. REV. 1271 (1995) · Washington and Lee Law Review · 1995
• Living with U.S. Regulations: Complying with the Rules and Avoiding Litigation
  17 FORDHAM INT'L L.J. 1994 (1994) · Fordham International Law Journal · 1994
• Book Review
  59 BROOK. L. REV. 149 (1993) · Brooklyn Law Review · 1993
• The Second Circuit's Role in Expanding the SEC's Jurisdiction Abroad
  65 ST. JOHN'S L. REV. (1992) · St. John's Law Review · 1992
• Is It Time For A Federal Corporation Law?
  57 BROOK. L. REV. 55 (1991) · Brooklyn Law Review · 1991
• PRESENTATION: The Brooklyn law School - New York Stock Exchange, Inc. Breakfast Roundtable
  17 BROOK. J. INT'L L. 359 (1991) · Brooklyn Journal of International Law · 1991
• Greenmail, The Control Premium And Shareholder Duty
  48 WASH. & LEE L. REV. 937 (1991) · Washington and Lee Law Review · 1991

• Duty to the Target: Is an Attorney's Duty to the Corporation a Paradigm for Directors
  39 UC L.J. 677 (1988) · UC Law Journal · 1988
• Securities Industry Self-Regulation-Tested by the Crash
  45 WASH. & LEE L. REV. 1297 (1988) · Washington and Lee Law Review · 1988
• Qualitative Standards for "Qualified Securities": SEC Regulation of Voting Rights
  36 CATH. U. L. REV. 809 (1987) · Catholic University Law Review · 1987

• The Applicability of the Margin Regulations to Foreign Financial Institutions
  4 INT'L LAWYER 496 (1970) · The International Lawyer · 1970