Norman S. Poser

Publications

• Reflections on the Securities Broker as a Fiduciary
  68 SMU L. REV. 845 (2015) · SMU Law Review · 2015

• Why the SEC Failed: Regulators Against Regulation
  3 BROOK. J. CORP. FIN. & COM. L. (2009) · Brooklyn Journal of Corporate, Financial & Commercial Law · 2009
• Introduction
  70 BROOK. L. REV. (2004) · Brooklyn Law Review · 2004
• Liability of Broker-Dealers for Unsuitable Recommendations to Institutional Investors
  2001 BYU L. REV. 1493 (2001) · BYU Law Review · 2001

• Introduction
  65 BROOK. L. REV. (1999) · Brooklyn Law Review · 1999
• ARBITRATION: Judicial Review of Arbitration Awards: Manifest Disregard of the Law
  64 BROOK. L. REV. 471 (1998) · Brooklyn Law Review · 1998
• Making Securities Arbitration Work
  50 SMU L. REV. 277 (1997) · SMU Law Review · 1997
• Foreward
  62 BROOK. L. REV. 1329 (1996) · Brooklyn Law Review · 1996
• A Monument to a Regulatory System
  92 MICH. L. REV. 1797 (1994) · Michigan Law Review · 1994
• When ADR Eclipses Litigation: The Brave new World of Securities Arbitration
  59 BROOK. L. REV. 1095 (1993) · Brooklyn Law Review · 1993
• Automation of Securities Markets and the European Community’s Proposed Investment Services Directive
  55 LAW & CONTEMP. PROBS. 29 (1992) · Law and Contemporary Problems · 1992

• Chinese Wall or Emperor's New Clothes? Regulating Conflicts of Interest of Securities Firms in the U.S. and the U.K.
  9 MICH. J. INT'L L. 91 (1988) · Michigan Journal of International Law · 1988
• Stock Market Manipulation and Corporate Control Transactions
  40 U. MIAMI L. REV. 671 (1986) · University of Miami Law Review · 1986

• Reply to Lowenfels
  64 CORNELL L. REV. 402 (1979) · Cornell Law Review · 1979

• Insider Trading and the Stock Market
  53 VA. L. REV. 753 (1967) · Virginia Law Review · 1967
• Securities Regulation in Developing Countries: The Brazilian Experience
  52 VA. L. REV. 1283 (1966) · Virginia Law Review · 1966