Marc I. Steinberg

Publications

• Unflexed Muscle: SEC Enforcement and Officer SOX Section 302 Certifications
  80 U. MIAMI L. REV. 1 (2025) · University of Miami Law Review · 2025
• In Honor of Professor Joseph Norton
  77 SMU L. REV. 517 (2024) · SMU Law Review · 2024
• In Honor of Professor Lackland Bloom
  77 SMU L. REV. 339 (2024) · SMU Law Review · 2024
• Foreword: Corporate Lawyers: Ethical and Practical Lawyering with Vanishing Gatekeeper Liability
  88 FORDHAM L. REV. 1575 (2020) · Fordham Law Review · 2020

• The Federalization of Corporate Governance—An Evolving Process
  50 LOY. U. CHI. L.J. 539 (2019) · Loyola University Chicago Law Journal · 2019
• <em>Texas Gulf Sulphur</em> at Fifty—A Contemporary and Historical Perspective
  71 SMU L. REV. 625 (2018) · SMU Law Review · 2018
• Fifty Years of Excellence
  50 INT'L LAWYER 3 (2017) · The International Lawyer · 2017
• Professor Alan R. Bromberg's Rule 10b-5
  68 SMU L. REV. 617 (2015) · SMU Law Review · 2015
• In Honor of Professor Alan Bromberg
  68 SMU L. REV. xi (2015) · SMU Law Review · 2015
• Pleading Securities Fraud Claims--Only Part of the Story
  45 LOY. U. CHI. L.J. 603 (2014) · Loyola University Chicago Law Journal · 2014
• The Emergence of a New Battleground: Liability for Secondary Market Violations in Ontario
  48 INT'L LAWYER 17 (2014) · The International Lawyer · 2014
• Transnational Dealings - Morrison Continues to Make Waves
  46 INT'L LAWYER 829 (2012) · The International Lawyer · 2012
• A Prolonged Slump for Plaintiff-Pitchers: The Narrow Strike Zone for Securities Plaintiffs in the Fourth Circuit
  88 N. C. L. REV. 1923 (2010) · North Carolina Law Review · 2010

• Acknowledgments from the Co-Editors-in-Chief
  43 INT'L LAWYER 1 (2009) · The International Lawyer · 2009
• Disney Goes Goofy: Agency, Delegation, and Corporate Governance
  60 UC L.J. 201 (2008) · UC Law Journal · 2008
• Attorney Liability under the State Securities Laws: Landscapes and Minefields
  3 BERKELEY BUS. L.J. 1 (2005) · Berkeley Business Law Journal · 2005
• Foreword - Symposium on International Company and Securities Law
  37 INT'L LAWYER 1 (2003) · The International Lawyer · 2003
• Insider Trading Regulation - A Comparative Analysis
  37 INT'L LAWYER 153 (2003) · The International Lawyer · 2003
• Lawyer Liability after Sarbanes-Oxley - Has the Landscape Changed
  3 WYO. L. REV 371 (2003) · Wyoming Law Review · 2003
• SEC and the Securities Industry Respond to September 11
  36 INT'L LAWYER 131 (2002) · The International Lawyer · 2002
• Curtailing Investor Protection under the Securities Laws: Good for the Economy
  55 SMU L. REV. 347 (2002) · SMU Law Review · 2002

• Corporate Counsel: Roles and Liabilities - An Essay for Professor Walter Steele
  64 J. AIR L. & COM. 663 (1999) · Journal of Air Law and Commerce · 1999
• Corporate Counsel: Roles and Liabilities - An Essay for Professor Walter Steele
  52 SMU L. REV. 707 (1999) · SMU Law Review · 1999
• Disclosure in Global Securities Offerings: Analysis of Jurisdictional Approaches, Commonality and Reciprocity
  20 MICH. J. INT'L L. 207 (1999) · Michigan Journal of International Law · 1999
• Introduction
  50 SMU L. REV. 9 (1997) · SMU Law Review · 1997
• Contribution and Proportionate Liability under the Federal Securities Laws in Multidefendant Securities Litigation after the Private Securities Litigation Reform Act of 1995
  50 SMU L. REV. 337 (1997) · SMU Law Review · 1997
• Securities Arbitration: Better for Investors Than the Courts?
  62 BROOK. L. REV. 1503 (1996) · Brooklyn Law Review · 1996
• Role of Inside Counsel in the 1990s: A View from Outside, The
  49 SMU L. REV. 483 (1996) · SMU Law Review · 1996
• Emerging Capital Markets: Proposals and Recommendations for Implementation
  30 INT'L LAWYER 715 (1996) · The International Lawyer · 1996
• Ramifications of Recent U.S. Supreme Court Decisions on Federal and State Securities Regulation
  70 NOTRE DAME L. REV. 489 (1995) · Notre Dame Law Review · 1995
• Regulation S and Rule 144A: Creating a Workable Fiction in an Expanding Global Securities Market
  29 INT'L LAWYER 43 (1995) · The International Lawyer · 1995
• Compliance Programs for Insider Trading
  47 SMU L. REV. 1783 (1994) · SMU Law Review · 1994
• Judicial and Regulatory Constriction of Section 16(b) of the Securities Exchange Act of 1934
  68 NOTRE DAME L. REV. 33 (1993) · Notre Dame Law Review · 1993
• Foreword
  19 PEPP. L. REV. (1992) · Pepperdine Law Review · 1992
• Attorney Liability under the Securities Laws
  45 SMU L. REV. 711 (1991) · SMU Law Review · 1991

• The Evisceration of the Duty of Care
  42 SMU L. REV. 919 (1988) · SMU Law Review · 1988
• Attorney Conflicts of Interest in Corporate Acquisitions
  39 UC L.J. 579 (1988) · UC Law Journal · 1988
• Recommendations for Reform of Swedish Stock Exchange and Corporation Law
  11 MD. J. INT'L L. 185 (1987) · Maryland Journal of International Law · 1987
• Issuer Affirmative Disclosure Obligations - an Analytical Framework for Merger Negotiations, Soft Information, and Bad News
  46 MD. L. REV. 923 (1987) · Maryland Law Review · 1987
• Introduction
  46 MD. L. REV. 908 (1987) · Maryland Law Review · 1987
• The Supreme Court and the Definition of "Security": The"Context" Clause, "Investment Contract" Analysis, and Their Ramifications
  40 VAND. L. REV. 489 (1987) · Vanderbilt Law Review · 1987
• Some Thoughts on Regulation of Tender Offers
  43 MD. L. REV. 240 (1984) · Maryland Law Review · 1984
• The New Law of Squeeze-Out Mergers
  62 WASH. U. L. REV. 351 (1984) · Washington University Law Review · 1984
• The American Law Institute's Draft Restatement on Corporate Governance: The Business Judgment Rule, Related Principles, and Some General Observations
  37 U. MIAMI L. REV. 295 (1983) · University of Miami Law Review · 1983
• Propriety and Scope of Cumulative Remedies Under the Federal Securities Laws
  67 CORNELL L. REV. 557 (1982) · Cornell Law Review · 1982
• Securities and Exchange Commission's Administrative, Enforcement, and Legislative Programs and Policies--Their Influence on Corporate Internal Affairs
  58 NOTRE DAME L. REV. 173 (1982) · Notre Dame Law Review · 1982
• Application of the Business Judgment Rule and Related Judicial Principles--Reflections from a Corporate Accountability Perspective
  56 NOTRE DAME L. REV. 903 (1981) · Notre Dame Law Review · 1981
• SEC and Other Permanent Injunctions-Standards for Their Imposition Modification and Dissolution
  66 CORNELL L. REV. 27 (1980) · Cornell Law Review · 1980
• Accountants' Liability and Responsibility: Securities, Criminal and Commmon Law
  13 LOY. L. A. L. REV. 247 (1980) · Loyola of Los Angeles Law Review · 1980
• The Use of Special Litigation Committees to Terminate Shareholder Derivative Suits
  35 U. MIAMI L. REV. 1 (1980) · University of Miami Law Review · 1980
• Reappraisal of Santa Fe: Rule 10b-5 and the New Federalism
  129 U. PENN. L. REV. 263 (1980) · University of Pennsylvania Law Review · 1980

• Legitimacy of Defensive Tactics in Tender Offers
  64 CORNELL L. REV. 901 (1979) · Cornell Law Review · 1979
• Implied Private Rights of Action under Federal Law
  55 NOTRE DAME L. REV. 33 (1979) · Notre Dame Law Review · 1979
• Legal Advertising and Warranty Liability: “Let the Lawyer Beware”
  1978 WASH. U. L. REV. 443 (1978) · Washington University Law Review · 1978
• Dismissal with or without Prejudice under the Speedy Trial Act: A Proposed Interpretation
  68 J. CRIM. L. & CRIMINOLOGY (1977) · Journal of Criminal Law and Criminology · 1977
• Federalism, the Tenth Amendment, and the Legal Profession: The Power of a Federal Judge to Restrain a Convicted Attorney, as a Condition of Probation, from Practicing in the State Courts
  56 NEB. L. REV. 783 (1977) · Nebraska Law Review · 1977
• THE ROLE OF THE SUPREME COURT IN AMERICAN GOVERNMENT. By Archibald Cox. New York: Oxford University Press. 1976
  30 U. MIAMI L. REV. 781 (1976) · University of Miami Law Review · 1976
• 1974 Amendments to the Freedom of Information Act: The Safety Valve Provision 552(a)(6)(C) Excusing Agency Compliance with Statutory Time Limits-A Proposed Interpretation
  52 NOTRE DAME L. REV. 235 (1976) · Notre Dame Law Review · 1976
• Right to Speedy Trial: The Constitutional Right and Its Applicability to the Speedy Trial Act of 1974
  66 J. CRIM. L. & CRIMINOLOGY 229 (1976) · Journal of Criminal Law and Criminology · 1976
• Student Suspension and Expulsion Proceedings in Tax Supported Institutions: What Process Is Due.
  7 ST. MARY'S L.J. (1975) · St. Mary's Law Journal · 1975