Lewis D. Lowenfels

Publications

• SEC Policy Change Re Settlements with Admissions of Wrongdoing
  68 SMU L. REV. 795 (2015) · SMU Law Review · 2015

• Implied Private Actions Under Sarbanes-Oxley
  34 SETON HALL L. REV. (2004) · Seton Hall Law Review · 2004
• Compensatory Damages in Rule 10b-5 Actions: Pragmatic Justice or Chaos?
  30 SETON HALL L. REV. (2000) · Seton Hall Law Review · 2000

• Broker-Dealer Supervision: A Troublesome Area
  25 SETON HALL L. REV. (1994) · Seton Hall Law Review · 1994

• The Proposed Securities Code: A Sweeping Grant of Power to the Securities and Exchange Commission
  1 PACE L. REV. 335 (1981) · Pace Law Review · 1981

• A Lack of Fair Procedures in the Administrative Process: Disciplinary Proceedings at the Stock Exchanges and the Nasd
  64 CORNELL L. REV. 375 (1979) · Cornell Law Review · 1979
• The Case against the Proposed Federal Securities Code
  65 VA. L. REV. 615 (1979) · Virginia Law Review · 1979
• Expanding Public Responsibilities of Securities Lawyers: An Analysis of the New Trend in Standard of Care and Priorities of Duties
  74 COLUM. L. REV. 412 (1974) · Columbia Law Review · 1974
• SEC No-Action Letters: Conflicts with Existing Statutes, Cases, and Commission Releases
  59 VA. L. REV. 303 (1973) · Virginia Law Review · 1973
• Securities and Exchange Commission Investigations: The Need for Reform
  45 ST. JOHN'S L. REV. (1972) · St. John's Law Review · 1972
• Baruch: Wall Street: Security Risk
  70 MICH. L. REV. 648 (1972) · Michigan Law Review · 1972
• Review Article
  70 MICH. L. REV. 648 (1972) · Michigan Law Review · 1972
• SEC "No-Action" Letters: Some Problems and Suggested Approaches
  71 COLUM. L. REV. 1256 (1971) · Columbia Law Review · 1971
• Codification and Rule 10b-5
  23 VAND. L. REV. 591 (1970) · Vanderbilt Law Review · 1970

• Rule 10b-13, Rule 10b-6 and Purchases of Target Company Securities during an Exchange Offer
  69 COLUM. L. REV. 1392 (1969) · Columbia Law Review · 1969
• Section 16 (b) a New Trend in Regulating Insider Trading
  54 CORNELL L. REV. 45 (1968) · Cornell Law Review · 1968
• The Demise of the Birnbaum Doctrine: A New Era for Rule 10b-5
  54 VA. L. REV. 268 (1968) · Virginia Law Review · 1968
• Pendent Jurisdiction and the Federal Securities Acts
  67 COLUM. L. REV. 474 (1967) · Columbia Law Review · 1967
• Private Enforcement in the Over-the-Counter Securities Markets Implied Liabilities Based on NASD Rules
  51 CORNELL L. REV. 633 (1966) · Cornell Law Review · 1966
• Implied Liabilities Based upon Stock Exchange Rules
  66 COLUM. L. REV. 12 (1966) · Columbia Law Review · 1966
• Rule 10b-5 and the Stockholder's Derivative Action
  18 VAND. L. REV. 893 (1965) · Vanderbilt Law Review · 1965